D. E. Shaw · Hedge fund · New York · Mid-level · Posted 2026-03-30
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The D. E. Shaw group seeks a proactive and detail-oriented compliance officer to join its Legal & Compliance team. This role will collaborate closely with colleagues across legal, compliance, front office and technology teams to manage regulatory risk in the context of investment transactions. This position offers significant exposure to the firm's trading activities, regulatory frameworks, and cross-functional processes, providing an opportunity to contribute to high-impact compliance initiatives in a collegial and intellectually engaging environment.
Provide guidance to junior team members on identifying regulatory risk, particularly risks related to receipt of confidential information.
Oversee the compliance process related to receipt of potentially non-public information in the transactional context.
Provide guidance and advice to investment teams regarding application of regulatory restrictions and compliance policies in various transactional contexts.