Caterpillar CAT

Caterpillar is the 32nd largest S&P 500 company by market cap, worth $316 billion. 9 directors have filed with the SEC in the last 12 months (who counts). 11 officers are on file. At 30 Jun 2026, Vanguard was its largest institutional holder, with 10.2% of the company.

CEO
Joseph E. Creed
Chair
Donald J. Umpleby III
Sector
Industrials
Sub-industry
Construction Machinery & Heavy Transportation Equipment
Headquarters
Irving, Texas
Founded
1925
Market cap
$316B
32nd largest, 23 Oct 2026 close
Revenue
$67.6B
Fiscal year 2025
Price to sales
4.7
Market cap over revenue
Employees
118,000
10-K, 31 Dec 2025
Market cap per employee
$2.7M
Market cap over employees
Connections
12
S&P 500 companies sharing a director or officer

Largest institutional holders

Each fund group's share of Caterpillar. Where a company has several share classes, the share is of its total value.

13F filings for the quarter to 30 Jun 2026

These five hold 31.5% of Caterpillar.

Board and officers

10 people here also hold roles at other S&P 500 companies.

Roles filed up to 30 Sep 2026

NameTitle
Directors (9)
James C. Fish Jr.DirectorAlso at Waste ManagementDirector
Lynn J. GoodDirectorAlso at Boeing and Morgan StanleyDirector
Gerald JohnsonDirectorAlso at EatonDirector
Nazzic S. KeeneDirectorAlso at Automatic Data ProcessingDirector
David MacLennanDirectorAlso at EcolabDirector
Judith Fran MarksDirectorAlso at Otis WorldwideDirector
Debra L. ReedDirectorAlso at Chevron and Lockheed MartinDirector
Susan C. SchwabDirectorAlso at FedEx and Marriott InternationalDirector
Rayford Wilkins Jr.DirectorAlso at Morgan Stanley and Valero EnergyDirector
Officers (11)
Joseph E. CreedChief Executive OfficerLast filed 28 Sep 2026Chief Executive Officer
Kyle Joseph EpleyChief Financial OfficerLast filed 28 Sep 2026Chief Financial Officer
Anthony D. FassinoGroup PresidentLast filed 12 May 2026Group President
Denise C. JohnsonGroup PresidentLast filed 15 May 2026Group President
Jason KaiserGroup PresidentLast filed 28 Sep 2026Group President
Bob De LangeGroup PresidentLast filed 7 May 2026Group President
Derek OwensChief Legal OfficerLast filed 6 Mar 2026Chief Legal Officer
Christine M. PambianchiChief Human Resources OfficerLast filed 12 May 2026Chief Human Resources Officer
William E. SchauppChief Accounting OfficerLast filed 14 May 2026Chief Accounting Officer
Rodney Michael ShurmanGroup PresidentLast filed 6 May 2026Group President
Donald J. Umpleby IIIExecutive ChairmanAlso at ChevronLast filed 6 Mar 2026Executive Chairman

Companies that share people with Caterpillar

Each person's title here, then at the other company.

  • Chevron CVX
    • Debra L. Reed: Director here, Director there
    • Donald J. Umpleby III: Executive Chairman here, Director there
  • Morgan Stanley MS
    • Lynn J. Good: Director here, Director there
    • Rayford Wilkins Jr.: Director here, Director there
  • Automatic Data Processing ADP
    • Nazzic S. Keene: Director here, Director there
  • Boeing BA
    • Lynn J. Good: Director here, Director there
  • Eaton ETN
    • Gerald Johnson: Director here, Director there
  • Ecolab ECL
    • David MacLennan: Director here, Director there
  • FedEx FDX
    • Susan C. Schwab: Director here, Director there
  • Lockheed Martin LMT
    • Debra L. Reed: Director here, Director there
  • Marriott International MAR
    • Susan C. Schwab: Director here, Director there
  • Otis Worldwide OTIS
    • Judith Fran Marks: Director here, Chair, CEO and President there
  • Valero Energy VLO
    • Rayford Wilkins Jr.: Director here, Director there
  • Waste Management WM
    • James C. Fish Jr.: Director here, Chief Executive Officer there

Caterpillar's market cap since December 2008

Weekly, up to 23 Oct 2026

Show equal percentage changes as equal steps.
201020122014201620182020202220242026$316B

Workforce

Headcount at 31 Dec 2025

Employees
118,000
As of December 31, 2025, we employed about 118,000 full-time persons of whom approximately 66,400 were located outside the United States.
Caterpillar Form 10-K

Insider trades

Open-market buys and sales by directors and officers. Grants, option exercises and shares withheld for tax are left out.

Trades from 30 Sep 2025 to 30 Sep 2026

Directors and officers sold $253 million of stock in 30 sales and bought $389,868 in 2 purchases in the 12 months to 30 Sep 2026.

DatePersonTitleTypeSharesValue
28 Aug 2026SaleJoseph E. CreedChief Executive OfficerChief Executive OfficerSale32,401$26M
14 May 2026SaleDenise C. JohnsonGroup PresidentGroup PresidentSale12,605$11M
13 May 2026SaleDenise C. JohnsonGroup PresidentGroup PresidentSale6,196$5.6M
13 May 2026SaleWilliam E. SchauppChief Accounting OfficerChief Accounting OfficerSale360$326K
11 May 2026SaleAnthony D. FassinoGroup PresidentGroup PresidentSale16,283$15M
6 May 2026SaleBob De LangeGroup PresidentGroup PresidentSale24,222$22M
6 May 2026SaleAndrew R. J. BonfieldCFO EmeritusCFO EmeritusSale15,674$14M
6 May 2026SaleAnthony D. FassinoGroup PresidentGroup PresidentSale9,152$8.5M
5 May 2026SaleRodney Michael ShurmanGroup PresidentGroup PresidentSale5,639$5.1M
4 May 2026SaleJason KaiserGroup PresidentGroup PresidentSale5,642$5.0M

Showing 10 of 32 trades

Trades by members of Congress and officials

Trades members of Congress and senior executive branch officials disclosed, including their families'. Amounts are filed as ranges.

Trades from 20 Oct 2023 to 20 Oct 2026

20 people disclosed 43 purchases and 37 sales of Caterpillar stock since October 2023.

DateMember or officialTypeAmount
28 Sep 2026Lisa McClain (House, R-MI)House, R-MI 路 BoughtPurchase$1,001 to $15,000$1K to $15K
31 Jul 2026Donald J Trump (President)President 路 BoughtPurchase$50,001 to $100,000$50K to $100K
27 Jul 2026Rohit Khanna (House, D-CA)House, D-CA 路 SoldSale$1,001 to $15,000$1K to $15K
23 Jun 2026Donald J Trump (President)President 路 BoughtPurchase$15,001 to $50,000$15K to $50K
22 Jun 2026Donald J Trump (President)President 路 SoldSale$15,001 to $50,000$15K to $50K
10 Jun 2026Markwayne Mullin (Secretary)Secretary 路 SoldSale$100,001 to $250,000$100K to $250K
18 May 2026Donald J Trump (President)President 路 SoldSale$15,001 to $50,000$15K to $50K
14 May 2026Donald J Trump (President)President 路 SoldSale$250,001 to $500,000$250K to $500K
31 Mar 2026Jared Moskowitz (House, D-FL)House, D-FL 路 SoldSale$1,001 to $15,000$1K to $15K
25 Mar 2026Donald J Trump (President)President 路 BoughtPurchase$15,001 to $50,000$15K to $50K

Showing 10 of 80 trades

WARN layoff notices

Notices filed under Caterpillar's own name. Subsidiaries that file under their own names are not included.

Notices from 26 Oct 2023 to 26 Oct 2026

Caterpillar filed 3 notices covering 469 workers since October 2023.

NoticePlaceWorkersEffective
26 Nov 2024Montgomery, IL6031 Jan 2025
12 Nov 2024Wamego, KS300-
7 Jun 2024Sumter, SC1099 Aug 2024