BABA

Sell$50K-100K

-88.2% vs SPY

BABARoth IRA Alibaba group Holding Limited American Depositary Shares each representing eight Ordinary share

2022-02-11 → 2022-03-04 · 21d

Sell$1K-15K

-79.9% vs SPY

BABAOPAlibaba group Holding Limited American Depositary Shares each representing eight Ordinary share

2022-02-07 → 2022-03-04 · 25d

Buy$15K-50K

-85.2% vs SPY

BABAOPAlibaba Group Holding Limited American Depositary Option Type: Put Strike price: $245.00 Expires: 01/21/2022

This transaction is called buying to cover, which is a way to close out a short sale. Per this transaction, the Senator is divested of BABA securities

2022-01-14 → 2022-02-14 · 31d

Buy$15K-50K

-85.2% vs SPY

BABAOPAlibaba Group Holding Limited American Depositary Option Type: Put Strike price: $230.00 Expires: 09/16/2022

This transaction is called buying to cover, which is a way to close out a short sale. Per this transaction, the Senator is divested of BABA securities

2022-01-14 → 2022-02-14 · 31d

Buy$50K-100K

-85.2% vs SPY

BABAOPAlibaba Group Holding Limited American Depositary Option Type: Put Strike price: $230.00 Expires: 09/16/2022

This transaction is called buying to cover, which is a way to close out a short sale. Per this transaction, the Senator is divested of BABA securities

2022-01-14 → 2022-02-14 · 31d

Buy$1K-15K

-83.6% vs SPY

BABAOPAlibaba group Holding Limited American Depositary Shares each representing eight Ordinary share

2022-01-07 → 2022-02-08 · 32d

Sell·p$50K-100K

-74.3% vs SPY

BABAAlibaba Group Holding Limited American Depositary

2021-12-23 → 2022-01-12 · 20d

Buy$15K-50K

-80.1% vs SPY

BABAAlibaba Group Holding Limited American Depositary

2021-12-21 → 2022-01-12 · 22d

Buy$50K-100K

-77.1% vs SPY

BABAAlibaba Group Holding Limited American Depositary

2021-12-15 → 2022-01-12 · 28d

Buy$50K-100K

-82.5% vs SPY

BABAAlibaba Group Holding Limited American Depositary

2021-12-14 → 2022-01-12 · 29d

Sell$1K-15K

-79.3% vs SPY

BABAAlibaba Group Holding Limited American depositary Shares each representing eight Ordinary share

2021-12-08 → 2022-01-10 · 33d

Sell$1K-15K

-98.9% vs SPY

BABAOPAlibaba group Holding Limited American Depositary Shares each representing eight Ordinary share

2021-11-08 → 2021-12-13 · 35d

Buy$1K-15K

-88.7% vs SPY

BABAOPAlibaba Group Holding Limited American Depositary Shares each representing eight Ordinary share

2021-11-19 → 2021-12-03 · 14d

Buy$1K-15K

-108.7% vs SPY

BABAAlibaba Group Holding Limited American depositary Shares each representing eight Ordinary share

2021-10-18 → 2021-11-15 · 28d

Sell$1K-15K

-108.3% vs SPY

BABAOPAlibaba Group Holding Limited American Depositary Option Type: Short Sale Strike price: $230.00 Expires: 09/16/2022

2021-09-13 → 2021-10-15 · 32d

Sell$15K-50K

-108.3% vs SPY

BABAOPAlibaba Group Holding Limited American Depositary Option Type: Short Sale Strike price: $230.00 Expires: 09/16/2022

2021-09-13 → 2021-10-15 · 32d

Buy$50K-100K

-108.3% vs SPY

BABAOPAlibaba Group Holding Limited American Depositary Option Type: Put Strike price: $230.00 Expires: 09/17/2021

2021-09-13 → 2021-10-15 · 32d

Sell·p$1K-15K

-104.8% vs SPY

BABAAlibaba Group Holding Limited American depositary Shares each representing eight Ordinary share

2021-09-15 → 2021-10-13 · 28d

Sell$1K-15K

-104.6% vs SPY

BABAOPAlibaba Group Holding Limited American Depositary Shares each representing eight Ordinary share

2021-08-27 → 2021-09-24 · 28d

Buy$1K-15K

-104.6% vs SPY

BABAOPIron Gate GA Brokerage Portfolio DESCRIPTION: PUT BABA Nov 19 21 155.0 P Alibaba Group Holding Limited American Depositary Shares each representing eight Ordinary share

2021-08-27 → 2021-09-24 · 28d

Sell$1K-15K

-112.4% vs SPY

BABAOPIron Gate GA Brokerage Portfolio DESCRIPTION: PUT BABA Oct 15 21 160.0 P Not part of a compensation package or ESOP Alibaba Group Holding Limited American Depositary Shares each representing eight Ordinary share

2021-08-17 → 2021-09-24 · 38d

Level II Department of Homeland Security

Sell$1K-15K

-105.0% vs SPY

BABAAlibaba Group Holding Limited American Depositary

Due to standing separation agreement with financial advisor, Senator first notified of activity 9/13/21 in compliance with Senate disclosure process.

2021-08-30 → 2021-09-13 · 14d

Deanne Criswell

Sell$1K-15K

-106.4% vs SPY

BABAAlibaba Group Holding Limited

2021-08-23 → 2021-09-08

Sell$1K-15K

-126.3% vs SPY

BABAAlibaba group Holding limited American Depositary Shares each representing eight Ordinary share

2021-07-07 → 2021-08-24 · 48d late

Sell·p$1K-15K

-131.5% vs SPY

BABAAlibaba group Holding limited American Depositary Shares each representing eight Ordinary share

2021-06-14 → 2021-08-24 · 71d late

Sell$15K-50K

-126.4% vs SPY

BABAOPAlibaba Group Holding Limited American Depositary Option Type: Put Strike price: $245.00 Expires: 01/21/2022

2021-07-14 → 2021-08-13 · 30d

Level II Department of Justice

Buy$15K-50K

-126.4% vs SPY

BABAOPAlibaba Group Holding Limited American Depositary Option Type: Put Strike price: $250.00 Expires: 07/16/2021

2021-07-14 → 2021-08-13 · 30d

Lisa O Monaco

Sell$1K-15K

-127.7% vs SPY

BABAAlibaba Group Holding LT

2021-07-15 → 2021-08-06

Sell$15K-50K

-159.7% vs SPY

BABAOPAlibaba Group Holding Limited Option Type: Put Strike price: $230.00 Expires: 09/17/2021

2021-01-25 → 2021-07-23 · 179d late

Buy$1K-15K

-138.0% vs SPY

BABAAlibaba Group Holding Limited American Depositary Shares each representing eight Ordinary share

2021-05-11 → 2021-07-17 · 67d late

Buy$1K-15K

-147.8% vs SPY

BABAAlibaba Group Holding Limited American Depositary Shares each representing eight Ordinary share

2021-03-26 → 2021-07-17 · 113d late

Buy$1K-15K

-158.4% vs SPY

BABAAlibaba Group Holding Limited American Depositary Shares each representing eight Ordinary share

2021-03-04 → 2021-07-17 · 135d late

Buy$1K-15K

-157.2% vs SPY

BABAAlibaba Group Holding Limited American Depositary Shares each representing eight Ordinary share

2021-02-25 → 2021-07-17 · 142d late

Buy$1K-15K

-154.2% vs SPY

BABAAlibaba Group Holding Limited American Depositary Shares each representing eight Ordinary share

2021-02-24 → 2021-07-17 · 143d late

Sell$1K-15K

-157.2% vs SPY

BABAOPAlibaba Group Holding Limited American Depositary Shares each representing eight Ordinary share

BABA Apr 16 21 215.0 Put Not part of a compensation package or held as an ESOP

2021-02-22 → 2021-07-17 · 145d late

Buy$1K-15K

-157.2% vs SPY

BABAOPAlibaba Group Holding Limited American Depositary Shares each representing eight Ordinary share

BABA Apr 16 21 210.0 Put Not part of a compensation package or held as an ESOP

2021-02-22 → 2021-07-17 · 145d late

Pete SessionsSP

House · R · TX

Buy$1K-15K

-133.3% vs SPY

BABAAlibaba group Holding Limited American Depositary Shares each representing eight Ordinary share

2021-05-24 → 2021-07-09 · 46d late

Buy$1K-15K

-138.0% vs SPY

BABAAlibaba group Holding limited American Depositary Shares each representing eight Ordinary share

2021-05-11 → 2021-06-25 · 45d

Marie NewmanSP

Sell$15K-50K

-160.1% vs SPY

BABAAlibaba group Holding limited American Depositary Shares each representing eight Ordinary share

2021-01-22 → 2021-04-21 · 89d late

Marie NewmanSP

Sell$15K-50K

-160.1% vs SPY

BABAAlibaba group Holding limited American Depositary Shares each representing eight Ordinary share

2021-01-22 → 2021-04-15 · 83d late

Elaine LuriaJT

House · D · VA

Sell$250K-500K

-147.5% vs SPY

BABAAlibaba group Holding Limited American Depositary Shares each representing eight Ordinary share

2021-03-31 → 2021-04-13 · 13d

Buy$1K-15K

-157.0% vs SPY

BABAAlibaba group Holding Limited American Depositary Shares each representing eight Ordinary share

2021-03-03 → 2021-04-09 · 37d

Ashley Hinson ArenholzSP

House · R · IA

Sell$1K-15K

-147.5% vs SPY

BABAAlibaba group Holding Limited American Depositary Shares each representing eight Ordinary share

2021-03-31 → 2021-04-05 · 5d

Peter Meijer

House · R · MI

Sell$15K-50K

-157.1% vs SPY

BABAMEIJER GST EXEMPT 97 FBO PETER Alibaba Group holding limited American depositary Shares each representing eight Ordinary share

2021-02-17 → 2021-03-16 · 27d

Sell·p$1K-15K

-157.2% vs SPY

BABAAlibaba Group Holding Limited American Depositary Shares each representing eight Ordinary share

2021-02-25 → 2021-03-10 · 13d

Sell·p$1K-15K

-156.7% vs SPY

BABAAlibaba Group Holding Limited American Depositary Shares each representing eight Ordinary share

2021-02-23 → 2021-03-10 · 15d

Sell·p$1K-15K

-157.1% vs SPY

BABAAlibaba Group Holding Limited American Depositary Shares each representing eight Ordinary share

2021-02-16 → 2021-03-10 · 22d

Sell$1K-15K

-161.4% vs SPY

BABAOPAlibaba group Holding Limited American Depositary Shares each representing eight Ordinary share

2021-02-03 → 2021-03-10 · 35d

Peter Meijer

House · R · MI

Sell·p$1K-15K

-163.2% vs SPY

BABAMEIJER GST EXEMPT 97 FBO PETER Alibaba Group holding limited American depositary Shares each representing eight Ordinary share

2021-01-28 → 2021-02-23 · 26d

Marie NewmanSP

Sell$15K-50K

-160.1% vs SPY

BABAAlibaba group holding limited American Depositary Shares each representing eight Ordinary share

2021-01-22 → 2021-02-13 · 22d

Sell·p$50K-100K

-160.4% vs SPY

BABA150 Main Street Trust > U.S. Trust Holdings Alibaba Group Holding Limited American depositary Shares each representing eight Ordinary share

2020-12-31 → 2021-01-11 · 11d

Buy$1K-15K

-168.1% vs SPY

BABA150 Main Street Trust > U.S. Trust Holdings Alibaba Group Holding Limited American depositary Shares each representing eight Ordinary share

2020-12-23 → 2021-01-11 · 19d

Sell·p$1K-15K

-160.4% vs SPY

BABAAlibaba group Holding Limited American Depositary Shares each representing eight Ordinary share

2020-12-31 → 2021-01-09 · 9d

Sell$15K-50K

-159.2% vs SPY

BABAAlibaba group Holding Limited American Depositary Shares each representing eight Ordinary share

2020-12-28 → 2021-01-09 · 12d

Sell$1K-15K

-160.9% vs SPY

BABAAlibaba group Holding Limited American Depositary Shares each representing eight Ordinary share

2020-12-24 → 2021-01-09 · 16d

Buy$1K-15K

-180.6% vs SPY

BABAAlibaba group Holding limited American Depositary Shares each representing eight Ordinary share

2020-11-09 → 2020-12-22 · 43d

Buy$1K-15K

-172.4% vs SPY

BABAAlibaba group Holding Limited American Depositary Shares each representing eight Ordinary share

2020-11-30 → 2020-12-17 · 17d

Buy$1K-15K

-175.9% vs SPY

BABAAlibaba Group Holding Limited American depositary Shares each representing eight Ordinary share

2020-11-11 → 2020-12-09 · 28d

Joe CourtneySP

House · D · CT

Sell$15K-50K

-186.6% vs SPY

BABAAlibaba group Holding Limited American Depositary Shares each representing eight Ordinary share

2020-10-09 → 2020-11-06 · 28d

Sell·p$1K-15K

-200.4% vs SPY

BABAAlibaba group Holding Limited American Depositary Shares each representing eight Ordinary share

2020-06-23 → 2020-10-30 · 129d late

Sell$1K-15K

-186.4% vs SPY

BABAOPDESCRIPTION: Call option, $220; Exp. 2/21/20 Alibaba group Holding Limited American Depositary Shares each representing eight Ordinary share

2020-02-04 → 2020-10-30 · 269d late

Buy$1K-15K

-185.3% vs SPY

BABAOPAlibaba group Holding Limited American Depositary Shares each representing eight Ordinary share

2020-01-17 → 2020-10-30 · 287d late

Sell·p$50K-100K

-210.1% vs SPY

BABAAlibaba group Holding Limited American Depositary Shares each representing eight Ordinary share

2019-04-10 → 2020-10-30 · 569d late

Sell·p$1K-15K

-195.1% vs SPY

BABA150 Main Street Trust > U.S. Trust Holdings Alibaba Group Holding Limited American depositary Shares each representing eight Ordinary share

2020-09-25 → 2020-10-14 · 19d

Buy$15K-50K

-190.4% vs SPY

BABAAlibaba group Holding Limited American Depositary Shares each representing eight Ordinary share

2020-08-06 → 2020-08-17 · 11d

Sell·p$1K-15K

-202.3% vs SPY

BABAAlibaba group Holding Limited American Depositary Shares each representing eight Ordinary share

2020-07-08 → 2020-07-23 · 15d

Sell·p$1K-15K

-202.3% vs SPY

BABARoth IRA Alibaba group Holding Limited American Depositary Shares each representing eight Ordinary share

2020-07-08 → 2020-07-23 · 15d

Sell$1K-15K

-198.6% vs SPY

BABAAlibaba group Holding Limited American Depositary Shares each representing eight Ordinary share

2020-07-06 → 2020-07-23 · 17d

Roger W. MarshallDC

Sell$1K-15K

-192.0% vs SPY

BABAAlibaba group Holding Limited American Depositary Shares each representing eight Ordinary share

2020-06-09 → 2020-07-02 · 23d

Buy$1K-15K

-210.6% vs SPY

BABAAlibaba Group Holding Limited American depositary Shares each representing eight Ordinary share

2020-05-08 → 2020-06-10 · 33d

Sell·p$1K-15K

-207.5% vs SPY

BABAAlibaba group Holding Limited American Depositary Shares each representing eight Ordinary share

2020-05-22 → 2020-06-03 · 12d

Sell·p$1K-15K

-215.6% vs SPY

BABAalibaba group Holding Limited american Depositary Shares each representing eight Ordinary share

2020-05-12 → 2020-06-03 · 22d

Buy$1K-15K

-216.0% vs SPY

BABAalibaba group Holding Limited american Depositary Shares each representing eight Ordinary share

2020-05-04 → 2020-06-03 · 30d

Greg GianforteJT

House · R · MT

Buy$100K-250K

-215.6% vs SPY

BABAAlibaba Group Holding Limited American Depositary Shares each representing eight Ordinary share

2020-05-12 → 2020-05-29 · 17d

Sell·p$1K-15K

-261.7% vs SPY

BABA150 Main Street Trust > U.S. Trust Holdings alibaba Group Holding Limited american depositary Shares each representing eight ordinary share

2020-03-16 → 2020-04-16 · 31d

Mikie Sherrill

Sell$15K-50K

-179.9% vs SPY

BABAalibaba group Holding limited american Depositary Shares each representing eight Ordinary share

2020-02-20 → 2020-04-05 · 45d

Buy$1K-15K

-185.3% vs SPY

BABAalibaba group Holding Limited american Depositary shares each representing eight Ordinary share

2020-01-17 → 2020-01-31 · 14d

Buy$1K-15K

-194.3% vs SPY

BABAalibaba group Holding limited american Depositary shares each representing eight Ordinary share

2019-12-03 → 2020-01-09 · 37d

Josh Gottheimer

Buy$1K-15K

-192.0% vs SPY

BABAalibaba Group Holding Limited american depositary Shares each representing eight ordinary share

2019-12-06 → 2020-01-06 · 31d

Josh Gottheimer

Buy$1K-15K

-190.7% vs SPY

BABAalibaba Group Holding Limited american depositary Shares each representing eight ordinary share

2019-11-26 → 2019-12-09 · 13d

Dwight Evans

House · D · PA

Buy$1K-15K

-197.1% vs SPY

BABAalibaba group Holding limited american Depositary Shares each representing eight Ordinary share

2019-10-15 → 2019-11-15 · 31d

Sell·p$1K-15K

-196.6% vs SPY

BABA150 Main Street Trust > U.S. Trust Holdings alibaba Group Holding Limited american depositary Shares each representing eight ordinary share

2019-09-16 → 2019-10-16 · 30d

Buy$50K-100K

-196.8% vs SPY

BABAalibaba group Holding Limited american Depositary shares each representing eight Ordinary share

2019-09-27 → 2019-10-09 · 12d

Mikie Sherrill

Sell$1K-15K

-207.2% vs SPY

BABAalibaba group Holding limited american Depositary Shares each representing one Ordinary share

2019-05-29 → 2019-07-08 · 40d

Bradley S. SchneiderSP

Sell$100K-250K

-197.2% vs SPY

BABAAlibaba Group Holding limited American Depositary Shares each representing one Ordinary share

2019-06-20 → 2019-06-21 · 1d

Nicholas Van Taylor

House · R · TX

Sell$1K-15K

-216.6% vs SPY

BABAalibaba Group Holding Limited american Depositary Shares each representing one ordinary share

2019-03-25 → 2019-04-15 · 21d

Bradley S. SchneiderSP

Buy$100K-250K

-214.8% vs SPY

BABAAlibaba Group Holding limited American Depositary Shares each representing one Ordinary share

2019-02-19 → 2019-04-06 · 46d late

Buy$1K-15K

-220.2% vs SPY

BABAalibaba group Holding Limited american Depositary shares each representing one Ordinary share

2019-03-07 → 2019-03-29 · 22d

Buy$1K-15K

-220.2% vs SPY

BABA4/05/19 alibaba group Holding Limited american Depositary shares each representing one Ordinary share

2019-03-07 → 2019-03-29 · 22d

Buy$1K-15K

-239.6% vs SPY

BABA1/04/19 alibaba group Holding Limited american Depositary shares each representing one Ordinary share

2018-12-21 → 2019-03-29 · 98d late

Buy$1K-15K

-233.0% vs SPY

BABAalibaba group Holding Limited american Depositary shares each representing one Ordinary share

2018-12-20 → 2019-03-29 · 99d late

Buy$100K-250K

-227.9% vs SPY

BABAalibaba group Holding Limited american Depositary shares each representing one Ordinary share

2018-12-17 → 2019-03-29 · 102d late

Buy$100K-250K

-217.3% vs SPY

BABAalibaba group Holding Limited american Depositary shares each representing one Ordinary share

2018-12-06 → 2019-03-29 · 113d late

Buy$100K-250K

-204.0% vs SPY

BABA11/9/18 alibaba group Holding Limited american Depositary shares each representing one Ordinary share

2018-11-09 → 2019-03-29 · 140d late

Buy$1K-15K

-211.4% vs SPY

BABAalibaba group Holding Limited american Depositary shares each representing one Ordinary share

2018-11-01 → 2019-03-29 · 148d late

Buy$100K-250K

-212.3% vs SPY

BABAalibaba group Holding Limited american Depositary shares each representing one Ordinary share

2018-10-29 → 2019-03-29 · 151d late

Buy$50K-100K

-217.6% vs SPY

BABAalibaba group Holding Limited american Depositary shares each representing one Ordinary share

2019-02-25 → 2019-03-05 · 8d

Zoe LofgrenSP

Sell$1K-15K

-229.1% vs SPY

BABAAlibaba group Holding Limited American Depositary Shares each representing one Ordinary share

2018-12-19 → 2019-01-03 · 15d

Zoe LofgrenSP

Buy$1K-15K

-211.4% vs SPY

BABAAlibaba group Holding Limited American Depositary Shares each representing one Ordinary share

2018-11-02 → 2018-12-14 · 42d

Thomas J. Rooney

House · R · FL

Buy$1K-15K

-198.3% vs SPY

BABAPatrick Rooney Sr 2015 Delaware Trust Alibaba group Holding limited American Depositary Shares each representing one Ordinary share

2018-09-20 → 2018-10-13 · 23d

Buy$1K-15K

-207.0% vs SPY

BABAalibaba group Holding limited american Depositary shares each representing one ordinary share

2018-08-27 → 2018-10-01 · 35d

Dwight Evans

House · D · PA

Buy$1K-15K

-208.7% vs SPY

BABAalibaba group Holding limited american Depositary Shares each representing one Ordinary share

2018-08-17 → 2018-09-26 · 40d

Buy$1K-15K

-206.1% vs SPY

BABAAlibaba Group Holding Limited

2018-08-28 → 2018-09-07 · 10d

Buy$1K-15K

-226.6% vs SPY

BABAAlibaba Group Holding Limited

2018-06-06 → 2018-07-13 · 37d

Buy$100K-250K

-229.8% vs SPY

BABAalibaba group Holding Limited american Depositary shares each representing one Ordinary share

2018-04-25 → 2018-05-09 · 14d

Buy$100K-250K

-237.1% vs SPY

BABAalibaba group Holding Limited american Depositary shares each representing one Ordinary share

2018-03-27 → 2018-04-04 · 8d

Bradley S. SchneiderSP

Buy$100K-250K

-240.5% vs SPY

BABAAlibaba Group Holding limited American Depositary Shares each representing one Ordinary share

2017-11-16 → 2017-11-23 · 7d

Bradley S. Schneider

Sell$100K-250K

-221.4% vs SPY

BABAalibaba group Holding limited american Depositary Shares each representing one Ordinary share

2017-03-10 → 2017-03-25 · 15d

Buy$1K-15K

-232.0% vs SPY

BABAAlibaba group Holding Limited American Depositary Shares each representing one Ordinary share

2015-08-11 → 2016-05-11 · 274d late

Buy$15K-50K

-231.8% vs SPY

BABAalibaba group Holding Limited american Depositary shares each representing one Ordinary share

2015-10-14 → 2015-10-30 · 16d

Buy$15K-50K

-288.5% vs SPY

BABAAlibaba Group Holding Limited

2014-11-10 → 2015-08-12 · 275d late

Sell$15K-50K

-242.5% vs SPY

BABAAlibaba Group Holding Limited

2015-04-07 → 2015-04-23 · 16d