David A. TrottHouse
U.S. Representative · MI-11 · R · 2015-01 → 2019-01
- Chamber
- House
- Party
- R
- State
- MI
- Trades
- 491 (250 buys · 222 sells)
- Estimated volume
- $54.1M
- Late filings
- 0% (0 of 491)
- Median filing lag
- 17 days
- Outperformance rank
- #33 of 142 ranked
Estimated portfolio
Their disclosed buys at today's prices, assuming nothing was sold. Trades are disclosed as ranges, so we use the midpoint.
Headlines
- Portfolio value
- $16.3M
- from $5.1M cost
- Estimated gain
- +$11.2M
- Up 220%
- Versus the S&P 500
- +$479K
- SPY would hold $15.8M
- Positions
- 21
- from 68 buys
| # | Position | Since | Cost basis | Value today | Gain | Share of portfolio |
|---|---|---|---|---|---|---|
| 1 | GSgoldman Sachs Renewable Power LLC | 2016-07-19 | $1.6M | $6.9M | +334% | 42% |
| 2 | JPMBUFFER 0% STRUCTURED NoTE DUE | 2015-01-29 | $1.4M | $5.9M | +314% | 36% |
| 3 | CASHRevocable Living Trusts > The David A. Trott Revocable Trust UTA DTD 6/11/93 (100% interest) > U.S. Trust Brokerage | 2016-11-28 | $375K | $889K | +137% | 5% |
| 4 | SPYPUT/SPY @ 200 EXP | 2017-12-12 | $175K | $507K | +190% | 3% |
| 5 | TRGP(TRgP). Targa Resources, Inc. | 2018-12-06 | $75K | $488K | +551% | 3% |
| 6 | MPLXToucan Family LLC 0000% 12/01/21 JD DTD PRIoR To | 2016-02-22 | $156K | $278K | +78% | 2% |
| 7 | VLPValero Energy Partners LP Common Units representing limited partner interests | 2015-07-23 | $288K | $254K | -12% | 2% |
| 8 | AMJAppendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: New York, NY, US DESCRIPTIoN: LLC taxed as a Corporation. JPMorgan Chase Capital XVI JP Morgan Alerian MLP ETN | 2018-12-06 | $175K | $203K | +16% | 1% |
| 9 | EPDP. | 2016-02-17 | $75K | $119K | +58% | 1% |
| 10 | WFCAppendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC DESCRIPTIoN: Structured Note. WELLS FARgo & CoMPANY LINKED To S&P 500 INDEX BUFFERED CAPPED BETA, 2779.66 0% STRUCTURED NoTE DUE 04/16/2020 | 2018-06-15 | $75K | $111K | +49% | 1% |
| 11 | ETPP. ENERgY TRANSFER PARNTERS | 2016-02-22 | $108K | $108K | +1% | 1% |
| 12 | PAAPlains All American Pipeline, L.P. | 2015-02-26 | $183K | $94K | -49% | 1% |
| 13 | WMBWilliams Companies, Inc. | 2018-03-15 | $33K | $86K | +166% | 1% |
| 14 | RMPHAWAII ST go BDS DTD 11/25/14 05.000% DUE 08/01/20 | 2018-07-16 | $75K | $75K | -0% | 0% |
| 15 | ETAppendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC Energy Transfer LP Common Units | 2018-11-01 | $41K | $58K | +42% | 0% |
Showing top 15 of 21 positions by value
Trades that mattered most
These 8 buys explain 58% of their result against the S&P 500.
| # | Stock | Asset | Bought | Held | Size | Return | vs SPY | Source |
|---|---|---|---|---|---|---|---|---|
| 1 | PAA | Plains All American Pipeline, L.P. | 2015-02-26 | 11.6y | $100K-250K | -51% | -317% | |
| 2 | JPM | BUFFER 0% STRUCTURED NoTE DUE | 2015-08-20 | 11.1y | $250K-500K | +404% | +125% | |
| 3 | CASH | Revocable Living Trusts > The David A. Trott Revocable Trust UTA DTD 6/11/93 (100% interest) > U.S. Trust Brokerage | 2016-11-28 | 9.9y | $250K-500K | +137% | -113% | |
| 4 | GS | goldman Sachs Renewable Power LLC | 2018-12-17 | 7.8y | $100K-250K | +432% | +229% | |
| 5 | JPM | BUFFER 0% STRUCTURED NoTE DUE | 2015-01-29 | 11.7y | $100K-250K | +497% | +215% | |
| 6 | GS | goldman Sachs Renewable Power LLC | 2016-07-19 | 10.2y | $100K-250K | +453% | +196% | |
| 7 | GS | goldman Sachs Renewable Power LLC | 2017-05-18 | 9.4y | $250K-500K | +315% | +89% | |
| 8 | TRGP | (TRgP). Targa Resources, Inc. | 2018-12-06 | 7.8y | $50K-100K | +551% | +365% |
Returns by stock
Each stock's return since they bought it, next to the S&P 500 over the same days.
| # | Stock | Trades | Buys / sells | Beat S&P 500 | Stock return | S&P 500 |
|---|---|---|---|---|---|---|
| 1 | GS | 25 | 17/8 | 17 of 17 | +334% | +234% |
| 2 | JPM | 7 | 7/0 | 7 of 7 | +314% | +237% |
| 3 | PAA | 5 | 2/3 | 0 of 2 | -49% | +262% |
| 4 | CASH | 1 | 1/0 | 0 of 1 | +137% | +250% |
| 5 | ETP | 3 | 2/0 | 0 of 2 | +1% | +284% |
| 6 | TRGP | 3 | 1/1 | 1 of 1 | +551% | +186% |
| 7 | MPLX | 5 | 5/0 | 0 of 5 | +78% | +253% |
| 8 | EPD | 3 | 1/1 | 0 of 1 | +58% | +300% |
| 9 | AMJ | 1 | 1/0 | 0 of 1 | +16% | +102% |
| 10 | GEL | 1 | 1/0 | 0 of 1 | -68% | +263% |
| 11 | VLP | 29 | 12/17 | 0 of 12 | -12% | +25% |
| 12 | WFC | 1 | 1/0 | 0 of 1 | +49% | +179% |
| 13 | TRP | 5 | 3/2 | 0 of 2 | +28% | +177% |
| 14 | PAGP | 1 | 1/0 | 0 of 1 | +22% | +202% |
| 15 | ET | 3 | 2/0 | 0 of 2 | +42% | +185% |
Trades by month
Disclosed buys and sells, by the month they were made. Tap or hover for the stocks.
BuysSells
All trades
491 of 491
David A. Trott
House · R · MI
Buy$15K-50K
—BRIgHToN MICH AREA SCH DIST go 5.0000% 05/01/20 MN - MUNI BoND
David A. Trott
House · R · MI
Buy$250K-500K
—NEW MEXICo ST go 5% 03/01/25 MS - MUNI BoND
David A. Trott
House · R · MI
Buy$15K-50K
—Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US DESCRIPTIoN: Not part of a compensation plan; Not held in an ESoP. WooDHAVEN BRNSTN MI SCH DST go 4.0000% 05/01/19 MN -
David A. Trott
House · R · MI
Buy$15K-50K
—CALEDoNIA MICH CMNTY SCHS go 5% 05/01/25 MN - MUNI BoND
David A. Trott
House · R · MI
Buy$100K-250K
—CITIgRoUP INC. LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NoTE DUE 01/31/2020
David A. Trott
House · R · MI
Sell$1K-15K
-4.5% vs SPY
VLPDESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. Valero Energy Partners LP Common Units representing limited partner interests
David A. Trott
House · R · MI
Buy$250K-500K
—Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC DESCRIPTIoN: Structured Note. CRSWL&LXNgT MI CMN SCH go 5.0000% 05/01/23 MN - MUNI BoND
David A. Trott
House · R · MI
Sell·p$1K-15K
-2.7% vs SPY
VLPDESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. Valero Energy Partners LP Common Units representing limited partner interests
David A. Trott
House · R · MI
Sell$250K-500K
—DESCRIPTIoN: Exchange Traded Note Fund MICHIgAN ST FoR ISSUES DTD go 5.0000% 12/01/22 JD - MUNI BoND
David A. Trott
House · R · MI
Buy$500K-1M
—Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US DESCRIPTIoN: Not part of a compensation plan; Not held in an ESoP. RoSEVILLE MICH CMNTY SCHS go 5% 05/01/25 MN - MUNI BoND
David A. Trott
House · R · MI
Buy$1K-15K
SHLXDESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. Shell Midstream Partners, L.P. Common Units representing Limited Partner Interests
David A. Trott
House · R · MI
Sell·p$1K-15K
-1.2% vs SPY
VLPDESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. Valero Energy Partners LP Common Units representing limited partner interests
David A. Trott
House · R · MI
Buy$100K-250K
+229.1% vs SPY
GSDESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. goldman Sachs Renewable Power LLC
David A. Trott
House · R · MI
Buy$15K-50K
-129.1% vs SPY
MPLXAppendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC MPLX LP Common Units Representing Limited Partner Interests
David A. Trott
House · R · MI
Buy$15K-50K
-180.9% vs SPY
PAGPPlains group Holdings, L.P. Class A Shares representing limited partner interests
David A. Trott
House · R · MI
Sell·p$1K-15K
-1.1% vs SPY
VLPValero Energy Partners LP Common Units representing limited partner interests
David A. Trott
House · R · MI
Sell·p$1K-15K
+1.1% vs SPY
VLPDESCRIPTIoN: Publicly Traded Master Limited Partnership Interest Valero Energy Partners LP Common Units representing limited partner interests
David A. Trott
House · R · MI
Sell·p$1K-15K
+2.8% vs SPY
VLPDESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. Valero Energy Partners LP Common Units representing limited partner interests
David A. Trott
House · R · MI
Sell$15K-50K
+2.8% vs SPY
EQGPEQgP Holdings, LP Common Units representing limited partner interests
David A. Trott
House · R · MI
Sell·p$1K-15K
+3.0% vs SPY
VLPDESCRIPTIoN: Publicly Traded Master Limited Partnership Interest Valero Energy Partners LP Common Units representing limited partner interests
David A. Trott
House · R · MI
Sell·p$1K-15K
+2.4% vs SPY
VLPDESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. Valero Energy Partners LP Common Units representing limited partner interests
David A. Trott
House · R · MI
Sell·p$1K-15K
+2.5% vs SPY
VLPDESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. Valero Energy Partners LP Common Units representing limited partner interests
David A. Trott
House · R · MI
Sell·p$1K-15K
+2.3% vs SPY
VLPDESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. Valero Energy Partners LP Common Units representing limited partner interests
David A. Trott
House · R · MI
Sell$15K-50K
AMGPAntero Midstream gP LP Common Shares of Beneficial Interests
David A. Trott
House · R · MI
Buy$15K-50K
-141.3% vs SPY
ETAppendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC Energy Transfer LP Common Units
David A. Trott
House · R · MI
Buy$100K-250K
-86.3% vs SPY
AMJAppendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: New York, NY, US DESCRIPTIoN: LLC taxed as a Corporation. JPMorgan Chase Capital XVI JP Morgan Alerian MLP ETN
David A. Trott
House · R · MI
Buy$1K-15K
-177.0% vs SPY
PAAPlains All American Pipeline, L.P.
David A. Trott
House · R · MI
Buy$15K-50K
SHLXAppendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC Shell Midstream Partners, L.P. Common Units representing Limited Partner Interests
David A. Trott
House · R · MI
Buy$50K-100K
+364.8% vs SPY
TRGPTarga Resources, Inc.
David A. Trott
House · R · MI
Sell$15K-50K
-139.4% vs SPY
TRPDESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. TransCanada Corporation
David A. Trott
House · R · MI
Sell·p$1K-15K
+4.6% vs SPY
VLPDESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. Valero Energy Partners LP Common Units representing limited partner interests
David A. Trott
House · R · MI
Sell$100K-250K
+2.7% vs SPY
WMBDESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. Williams Companies, Inc.
David A. Trott
House · R · MI
Sell·p$1K-15K
+4.0% vs SPY
EQGPEQgP Holdings, LP Common Units representing limited partner interests
David A. Trott
House · R · MI
Sell·p$1K-15K
+4.7% vs SPY
VLPDESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. Valero Energy Partners LP Common Units representing limited partner interests
David A. Trott
House · R · MI
Sell·p$1K-15K
+7.1% vs SPY
EQGPEQgP Holdings, LP Common Units representing limited partner interests
David A. Trott
House · R · MI
Sell·p$1K-15K
+7.8% vs SPY
VLPValero Energy Partners LP Common Units representing limited partner interests
David A. Trott
House · R · MI
Sell·p$1K-15K
+5.8% vs SPY
EQGPDESCRIPTIoN: Publicly Traded Master Limited Partnership Interest EQgP Holdings, LP Common Units representing limited partner interests
David A. Trott
House · R · MI
Buy$100K-250K
+15.1% vs SPY
JPMAppendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC JPMoRgAN CHASE & Co. LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W
David A. Trott
House · R · MI
Buy$50K-100K
+14.0% vs SPY
JPMBUFFER 0% STRUCTURED NoTE DUE 02/20/2020
David A. Trott
House · R · MI
Sell·p$1K-15K
+2.7% vs SPY
VLPDESCRIPTIoN: Publicly Traded Master Limited Partnership Interest Valero Energy Partners LP Common Units representing limited partner interests
David A. Trott
House · R · MI
Buy$250K-500K
—BoFA FINANCE LLC LINKED To S&P 500 INDEX BUFFERED CAPPED BETA, 0% STRUCTURED NoTE DUE 10/27/2020
David A. Trott
House · R · MI
Sell·p$1K-15K
+4.9% vs SPY
VLPAppendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC DESCRIPTIoN: Structured Note. Valero Energy Partners LP Common Units representing limited partner interests
David A. Trott
House · R · MI
Buy$50K-100K
—Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US DESCRIPTIoN: Not part of a compensation plan; Not held in an ESoP. THE BANK oF NoVA SCoTIA LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER, 0% STRUCTURED NoTE DUE 11/25/2020
David A. Trott
House · R · MI
Buy$100K-250K
—DESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. JENISoN MICH PUB SCHS go 5% 05/01/23 MN - MUNI BoND
David A. Trott
House · R · MI
Buy$1K-15K
-152.2% vs SPY
ETAppendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC DESCRIPTIoN: Structured Note Energy Transfer LP Common Units
David A. Trott
House · R · MI
Buy$50K-100K
+22.5% vs SPY
JPMAppendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC DESCRIPTIoN: Structured Note. JPMoRgAN CHASE & Co. LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER, 0% STRUCTURED NoTE DUE 04/22/2020
David A. Trott
House · R · MI
Sell$250K-500K
—Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC DESCRIPTIoN: Structured Note CoNN ST go 5% 06/01/22 JD - MUNI BoND
David A. Trott
House · R · MI
Sell·p$100K-250K
—gRAND RAPIDS MICH CMNTY go 5% 05/01/20 MN - MUNI BoND
David A. Trott
House · R · MI
Sell·p$250K-500K
—Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC DESCRIPTIoN: Structured Note KALAMAZoo MICH PUB SCHS go 5% 05/01/21 MN - MUNI BoND
David A. Trott
House · R · MI
Buy$50K-100K
—Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC DESCRIPTIoN: Structured Note CREDIT SUISSE Ag LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 11/20/2019
David A. Trott
House · R · MI
Buy$1K-15K
EQMDESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. Merger of Energy Transfer Equity LP (ETE) with Energy Transfer Partners LP (ETP). EQM Midstream Partners, LP Common Units representing Limited Partner Interests
David A. Trott
House · R · MI
Sell·p$1K-15K
+4.9% vs SPY
VLPAppendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC Valero Energy Partners LP Common Units representing limited partner interests
David A. Trott
House · R · MI
Exch$100K-250K
-158.8% vs SPY
ETAppendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC Energy Transfer LP Common Units
David A. Trott
House · R · MI
Exch$100K-250K
-176.7% vs SPY
ETPP. - symbol: ETE). Merger of Energy Transfer Equity LP (ETE) with Energy Transfer Partners LP
David A. Trott
House · R · MI
Buy$100K-250K
—Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC DESCRIPTIoN: Structured Note. BoFA FINANCE LLC LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 01/23/2020
David A. Trott
House · R · MI
Buy$100K-250K
—Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC DESCRIPTIoN: Structured Note. CANADIAN IMPERIAL BANK oF CoMM LINKED To S&P 500
David A. Trott
House · R · MI
Buy$100K-250K
—Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC DESCRIPTIoN: Structured Note. CITIgRoUP INC. LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 04/22/2020
David A. Trott
House · R · MI
Buy$100K-250K
—THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC DESCRIPTIoN: Structured Note CREDIT SUISSE Ag LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 08/20/2020
David A. TrottSP
House · R · MI
Sell$100K-250K
—L REV REV 5% 10/01/25 Ao - MUNI BoND
David A. Trott
House · R · MI
Buy$100K-250K
+28.0% vs SPY
JPMAppendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC JPMoRgAN CHASE & Co. LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 11/20/2019
David A. Trott
House · R · MI
Buy$100K-250K
—Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC DESCRIPTIoN: Structured Note THE BANK oF NoVA SCoTIA LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 10/21/2020
David A. Trott
House · R · MI
Buy$50K-100K
—MATTAWAN MICH CoNS SCH DIST go 5% 05/01/25 MN - MUNI BoND
David A. Trott
House · R · MI
Sell$250K-500K
—Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC DESCRIPTIoN: Structured Note CANADIAN IMPERIAL BANK oF CoMM LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 05/28/2020
David A. Trott
House · R · MI
Sell·p$50K-100K
—Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC DESCRIPTIoN: Structured Note. CREDIT SUISSE Ag LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 03/13/2020
David A. Trott
House · R · MI
Sell·p$100K-250K
—Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US DESCRIPTIoN: Not part of a compensation plan; Not held in an ESoP. SoCIETE gENERALE LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 07/11/2019
David A. Trott
House · R · MI
Sell·p$250K-500K
—Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC DESCRIPTIoN: Structured Note ToRoNTo DoMINIoN BANK LINKED To S&P 500 INDEX BUFFERED CAPPED BETA, 2901.52 STRUCTURED NoTE DUE 06/03/2020
David A. Trott
House · R · MI
Buy$50K-100K
—Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC DESCRIPTIoN: Structured Note UBS Ag LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 06/18/2020
David A. Trott
House · R · MI
Buy$50K-100K
—BNP PARIBAS LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 09/11/2020
David A. Trott
House · R · MI
Buy$50K-100K
—INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 06/22/2020
David A. Trott
House · R · MI
Buy$250K-500K
—Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC CREDIT SUISSE Ag LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 03/13/2020
David A. Trott
House · R · MI
Buy$100K-250K
—Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC HASLETT MICH PUB SCH DIST go 5% 05/01/26 MN - MUNI BoND
David A. Trott
House · R · MI
Buy$50K-100K
—Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC MADISoN WIS go 4% 10/01/25 Ao - MUNI BoND
David A. Trott
House · R · MI
Sell·p$1K-15K
—Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US DESCRIPTIoN: Not part of a compensation plan; Not held in an ESoP. PUT/XSP @ 281 EXP 11/23/2018 -
David A. Trott
House · R · MI
Buy$500K-1M
—Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC DESCRIPTIoN: Structured Note. UNIVERSITY MICH UNIV REVS REV 5% 04/01/23 Ao - MUNI BoND
David A. Trott
House · R · MI
Buy$250K-500K
—Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC DESCRIPTIoN: Structured Note DoWAgIAC MICH UN SCH DIST go 4% 05/01/23 MN - MUNI BoND
David A. Trott
House · R · MI
Sell$15K-50K
—DESCRIPTIoN: Publicly Traded Master Limited Partnership Interest MASSACHUSETTS ST go 5% 11/01/24 MN - MUNI BoND
David A. TrottSP
House · R · MI
Sell$100K-250K
—ARTA MICH AREA SCHS go 4% 05/01/24 MN - MUNI BoND
David A. Trott
House · R · MI
Sell$50K-100K
—DESCRIPTIoN: Publicly Traded Master Limited Partnership Interest WARREN WooDS MICH PUB SCHS go 5.0000% 05/01/24 MN - MUNI BoND
David A. Trott
House · R · MI
Sell$1.0M-5M
—MASSACHUSETTS ST go 5.2500% 09/01/23 MS - MUNI BoND
David A. Trott
House · R · MI
Buy$1.0M-5M
—DESCRIPTIoN: Publicly Traded Master Limited Partnership Interest SoUTH WASHINgToN CNTY INDPT go 5% 02/01/24 FA - MUNI BoND
David A. Trott
House · R · MI
Sell$250K-500K
—VA ST PUB SCH AUTH SCH FINg REV 5% 08/01/23 FA - MUNI BoND
David A. Trott
House · R · MI
Buy$100K-250K
—BNP PARIBAS LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NoTE DUE 09/25/2020
David A. Trott
House · R · MI
Buy$250K-500K
—Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC DESCRIPTIoN: Structured Note. CANADIAN IMPERIAL BANK oF CoMM LINKED To S&P 500
David A. Trott
House · R · MI
Buy$15K-50K
—Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC JACKSoN MICH PUB SCHS go 5% 05/01/25 MN go - MUNI BoND
David A. Trott
House · R · MI
Buy$15K-50K
MMPAppendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC Magellan Midstream Partners L.P. Limited Partnership
David A. Trott
House · R · MI
Buy$15K-50K
-129.6% vs SPY
ENBINDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 05/28/2020
David A. Trott
House · R · MI
Sell$15K-50K
—gRAND LEDgE MICH PUB SCHS DIST go 5.0000% 05/01/24 MN - MUNI BoND
David A. Trott
House · R · MI
Sell·p$15K-50K
-120.9% vs SPY
TRPTransCanada Corporation
David A. Trott
House · R · MI
Buy$1K-15K
PSXPPhillips 66 Partners LP Common Units representing limited partner interest in the Partnership
David A. Trott
House · R · MI
Buy$15K-50K
ANDXAppendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC Andeavor Logistics LP Common Units representing Limited Partner Interests
David A. Trott
House · R · MI
Buy$500K-1M
—gREAT LAKES WATER AUTHoRITY REV 4.0000% 07/01/23 JJ - MUNI BoND
David A. Trott
House · R · MI
Sell·p$50K-100K
-13.2% vs SPY
WMBDESCRIPTIoN: Publicly Traded Master Limited Partnership Interest Williams Companies, Inc.
David A. Trott
House · R · MI
Sell$100K-250K
—ALLEN PARK MICH PUB SCH DIST go 5% 11/01/23 MN - MUNI BoND
David A. TrottSP
House · R · MI
Buy$100K-250K
—L REV REV 5% 10/01/25 Ao - MUNI BoND
David A. Trott
House · R · MI
Sell·p$15K-50K
—Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC MICHIgAN ST FoR ISSUES DTD go 5.0000% 12/01/22 JD - MUNI BoND
David A. Trott
House · R · MI
Buy$15K-50K
SHLXAppendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US DESCRIPTIoN: Not part of a compensation plan; Not held in an ESoP. Shell Midstream Partners, L.P. Common Units representing Limited Partner Interests
David A. Trott
House · R · MI
Sell·p$1K-15K
+28.6% vs SPY
VLPAppendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC Valero Energy Partners LP Common Units representing limited partner interests
David A. Trott
House · R · MI
Sell·p$15K-50K
-130.9% vs SPY
WESWestern gas Partners, LP Limited Partner Interests
David A. Trott
House · R · MI
Buy$1K-15K
-112.7% vs SPY
MPLXAppendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC MPLX LP Common Units Representing Limited Partner Interests
David A. Trott
House · R · MI
Sell·p$1K-15K
NBLXDESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. Noble Midstream Partners LP Common Units Representing Limited Partner Interests
David A. Trott
House · R · MI
Buy$15K-50K
—DESCRIPTIoN: Publicly Traded Master Limited Partnership Interest AVoNDALE MICH SCH DIST go 5% 05/01/20 MN - MUNI BoND
David A. Trott
House · R · MI
Buy$1K-15K
-126.5% vs SPY
TRPTransCanada Corporation
David A. Trott
House · R · MI
Buy$100K-250K
—Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC KITSAP CNTY WASH SCH DIST No go 5% 12/01/24 JD- MUNI BoND
David A. Trott
House · R · MI
Buy$250K-500K
—Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC ToRoNTo DoMINIoN BANK LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 06/03/2020
David A. Trott
House · R · MI
Buy$15K-50K
—CHIPPEWA VALLEY MICH SCHS go 5.0000% 05/01/20 MN - MUNI BoND
David A. Trott
House · R · MI
Buy$500K-1M
—Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC DESCRIPTIoN: Structured Note oHIo STATE go 5.0000% 08/01/24 FA - MUNI BoND
David A. Trott
House · R · MI
Sell$500K-1M
—Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC DESCRIPTIoN: Structured Note TEXAS ST UNIV SYS FINg REV REV 5% 03/15/23 MS - MUNI BoND
David A. Trott
House · R · MI
Buy$250K-500K
—Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US DESCRIPTIoN: Not part of a compensation plan; Not held in an ESoP. SoCIETE gENERALE LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 06/23/2020
David A. Trott
House · R · MI
Buy$100K-250K
—CREDIT SUISSE Ag LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NoTE DUE 11/26/2019
David A. Trott
House · R · MI
Exch$100K-250K
-49.8% vs SPY
WMBTHEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC DESCRIPTIoN: Structured Note Williams Companies, Inc.
David A. Trott
House · R · MI
Exch$100K-250K
+0.0% vs SPY
WPZ(WMB) of the outstanding public common units of Williams Partners LP
David A. Trott
House · R · MI
Buy$100K-250K
—BoFA FINANCE LLC LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NoTE DUE 12/31/2019
David A. Trott
House · R · MI
Exch$50K-100K
EQMEQT Midstream Partners, LP Common Units representing Limited Partner Interests
David A. Trott
House · R · MI
Exch$50K-100K
+0.0% vs SPY
RMPAppendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US DESCRIPTIoN: Not part of a compensation plan; Not held in an ESoP. Rice Midstream Partners LP Common Units representing limited partner interests
David A. Trott
House · R · MI
Buy$50K-100K
-0.4% vs SPY
RMPHAWAII ST go BDS DTD 11/25/14 05.000% DUE 08/01/20
David A. Trott
House · R · MI
Buy$50K-100K
—Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. DESCRIPTIoN: Structured Note ENERgY NoRTHWEST WASH ELEC REV 5.0000% 07/01/25 JJ - MUNI BoND
David A. Trott
House · R · MI
Buy$500K-1M
—Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC UBS Ag LINKED To S&P 500 INDEX BUFFERED CAPPED BETA, 2779.66 0% STRUCTURED NoTE DUE 08/19/2020
David A. Trott
House · R · MI
Buy$50K-100K
-130.1% vs SPY
WFCAppendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC DESCRIPTIoN: Structured Note. WELLS FARgo & CoMPANY LINKED To S&P 500 INDEX BUFFERED CAPPED BETA, 2779.66 0% STRUCTURED NoTE DUE 04/16/2020
David A. Trott
House · R · MI
Buy$100K-250K
—ARLINgToN TEX ETC go 5% 08/15/23 FA PERM IMPT BDS 2014 LT BEo SR LIEN - MUNI BoND
David A. Trott
House · R · MI
Buy$100K-250K
—Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US DESCRIPTIoN: Not part of a compensation plan; Not held in an ESoP. RACINE WIS UNI SCH DIST go 5% 04/01/24 Ao go CoRP PURP BDS UT BEo - MUNI BoND
David A. Trott
House · R · MI
Buy$100K-250K
—N SWR SYS REV 5% 01/01/24 JJ REV BDS 2018 BEo - MUNI BoND
David A. Trott
House · R · MI
Buy$100K-250K
—ANCHoRAgE ALASKA go 5% 09/01/24 MS go BDS D UT BEo - MUNI BoND
David A. Trott
House · R · MI
Buy$50K-100K
—Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC DESCRIPTIoN: Structured Note TRUCKEE MEADoWS NEV WTR AUTH REV 5% 07/01/25 JJ WTR REV REF BDS 2015A BEo - MUNI BoND
David A. Trott
House · R · MI
Buy$50K-100K
—ALBUQUERQUE N MEX MUN SCH DIST go 5% 08/01/25 FA No 012 go SCH BLDg BDS 2018 UT BEo - MUNI BoND
David A. Trott
House · R · MI
Buy$50K-100K
—Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC CITY oF AUSTIN, TEXAS REV 5.0000% 11/15/25 MN TRAVIS WILLIAMSoN AND HAYS Co WTR/WSTEWTR SYS REF SER 2017 - MUNI BoND
David A. Trott
House · R · MI
Buy$50K-100K
—Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC MILWAUKEE WIS go 5% 04/01/24 Ao go PRoM NTS 2018 N4 UT BEo - MUNI BoND
David A. Trott
House · R · MI
Buy$500K-1M
—MILWAUKEE WIS go 5% 04/01/24 Ao go PRoM NTS 2018 N4 UT BEo - MUNI BoND
David A. Trott
House · R · MI
Buy$100K-250K
—Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC MILWAUKEE WIS go 5% 04/01/24 Ao go PRoM NTS 2018 N4 UT BEo - MUNI BoND
David A. Trott
House · R · MI
Buy$50K-100K
—Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC PLANo TEX go 5% 09/01/24 MS go BDS 2018 LT BEo - MUNI BoND
David A. Trott
House · R · MI
Buy$250K-500K
—PLANo TEX go 5% 09/01/24 MS go BDS 2018 LT BEo - MUNI BoND
David A. Trott
House · R · MI
Buy$15K-50K
—Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC PLANo TEX go 5% 09/01/24 MS go BDS 2018 LT BEo - MUNI BoND
David A. Trott
House · R · MI
Buy$500K-1M
—PLANo TEX go 5% 09/01/24 MS go BDS 2018 LT BEo - MUNI BoND
David A. Trott
House · R · MI
Buy$250K-500K
—Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US DESCRIPTIoN: Not part of a compensation plan; Not held in an ESoP. THE BANK oF NoVA SCoTIA LINKED To S&P 500 INDEX UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NoTE DUE 07/08/2020
David A. Trott
House · R · MI
Buy$15K-50K
—DESCRIPTIoN: Purchase of Membership Interest in Trott-ATA LLC WASHINgToN ST VAR PURP go BDS DTD 01/27/10 05.000% DUE 02/01/22 RNFD 02/01/20 - MUNI BoND
David A. Trott
House · R · MI
Buy$500K-1M
—Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC DESCRIPTIoN: Structured Note TRoTT-ATA LLC (INVESTMENT HoLDINg Co.)
David A. Trott
House · R · MI
Buy$100K-250K
—Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US DESCRIPTIoN: Not part of a compensation plan; Not held in an ESoP. THE BANK oF NoVA SCoTIA LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 07/08/2020
David A. Trott
House · R · MI
Buy$250K-500K
—Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC DESCRIPTIoN: Structured Note ToRoNTo DoMINIoN BANK LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 02/06/2020
David A. Trott
House · R · MI
Buy$100K-250K
—Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: New York, NY, US DESCRIPTIoN: LLC taxed as a Corporation. oAKRIDgE MICH PUB SCHS go 5% 05/01/24 MN - MUNI BoND
David A. Trott
House · R · MI
Buy$15K-50K
+61.1% vs SPY
GSgoldman Sachs Renewable Power LLC
David A. Trott
House · R · MI
Sell$15K-50K
—PUT/XSP @ 249 EXP 06/15/2018 - CBOE MINI SPX INDEX
Not part of a compensation plan; Not held in an ESOP.
David A. Trott
House · R · MI
Buy$1K-15K
—PUT/XSP @ 262 EXP 03/29/2018 - CBOE MINI SPX INDEX
Not part of a compensation plan; Not held in an ESOP.
David A. Trott
House · R · MI
Buy$15K-50K
-15.3% vs SPY
WMBWilliams Companies, Inc.
David A. Trott
House · R · MI
Buy$15K-50K
+32.0% vs SPY
WPZWilliams Partners, L.P. Common Units Representing Limited Partner Interests
Publicly Traded Master Limited Partnership Interest
David A. Trott
House · R · MI
Sell$15K-50K
EQMEQT Midstream Partners, LP Common Units representing Limited Partner Interests
Publicly Traded Master Limited Partnership Interest
David A. Trott
House · R · MI
Sell$1K-15K
-10.1% vs SPY
RMPRice Midstream Partners LP Common Units representing limited partner interests
Publicly Traded Master Limited Partnership Interest
David A. Trott
House · R · MI
Sell$1K-15K
—PUT/XSP @ 271 EXP 04/13/2018 - CBOE MINI SPX INDEX
Not part of a compensation plan; Not held in an ESOP.
David A. Trott
House · R · MI
Sell$1K-15K
—PUT/XSP @ 260 EXP 04/20/2018 - CBOE MINI SPX INDEX
Not part of a compensation plan; Not held in an ESOP.
David A. Trott
House · R · MI
Sell$1K-15K
—PUT/XSP @ 262 EXP 03/29/2018 - CBOE MINI SPX INDEX
Not part of a compensation plan; Not held in an ESOP.
David A. Trott
House · R · MI
Buy$15K-50K
—PUT/XSP @ 274 EXP 03/02/2018 - CBOE MINI SPX INDEX
Not part of a compensation plan; Not held in an ESOP.
David A. Trott
House · R · MI
Buy$100K-250K
—BUCHANAN MICH CMNTY SCHS go 3% 05/01/22 MN go SCH BLDg AND SITE BDS 2013 UT BEo - MUNI BoND
David A. Trott
House · R · MI
Buy$15K-50K
—Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC CITIgRoUP INC. LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 09/06/2019 P02/2/201802/3/2018$50,001 - $100,000 FILINg STATUS: New Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC 000% DUE 06/01/21
David A. Trott
House · R · MI
Buy$50K-100K
—PLEASANT PRAIRIE WI PRoMISSoRY NTS-SER A-REF go BD DTD 08/20/14 5.000% DUE 09/01/21
David A. TrottSP
House · R · MI
Sell$1K-15K
—X INDEX S01/9/201801/10/2018$1,001 - $15,000 FILINg STATUS: New Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US PUT/XSP @ 274 EXP 03/02/2018 - CBoE MINI SPX INDEX
David A. Trott
House · R · MI
Buy$100K-250K
—LENEXA KANS go 5% 09/01/24 MS SER B UT BEo SR LIEN - MUNI BoND
David A. Trott
House · R · MI
Sell$15K-50K
PSXPAppendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC Phillips 66 Partners LP Common Units representing limited partner interest in the Partnership
| Asset | Source | ||||||||
|---|---|---|---|---|---|---|---|---|---|
David A. Trott House · R · MI | — | BRIgHToN MICH AREA SCH DIST go 5.0000% 05/01/20 MN - MUNI BoND | Buy | $15K-50K | 2019-01-03 | 2019-02-07 | 35d | — | |
David A. Trott House · R · MI | — | NEW MEXICo ST go 5% 03/01/25 MS - MUNI BoND | Buy | $250K-500K | 2019-01-03 | 2019-02-07 | 35d | — | |
David A. TrottSP House · R · MI | — | X INDEX | Sell·p | $1K-15K | 2019-01-03 | 2019-02-07 | 35d | — | |
David A. TrottSP House · R · MI | — | X INDEX | Buy | $50K-100K | 2019-01-03 | 2019-02-07 | 35d | — | |
David A. Trott House · R · MI | — | Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US DESCRIPTIoN: Not part of a compensation plan; Not held in an ESoP. WooDHAVEN BRNSTN MI SCH DST go 4.0000% 05/01/19 MN - | Buy | $15K-50K | 2019-01-03 | 2019-02-07 | 35d | — | |
David A. Trott House · R · MI | — | CALEDoNIA MICH CMNTY SCHS go 5% 05/01/25 MN - MUNI BoND | Buy | $15K-50K | 2018-12-28 | 2019-01-08 | 11d | — | |
David A. TrottSP House · R · MI | — | X INDEX | Sell·p | $1K-15K | 2018-12-26 | 2019-01-08 | 13d | — | |
David A. TrottSP House · R · MI | — | X INDEX | Buy | $50K-100K | 2018-12-26 | 2019-01-08 | 13d | — | |
David A. Trott House · R · MI | — | CITIgRoUP INC. LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NoTE DUE 01/31/2020 | Buy | $100K-250K | 2018-12-21 | 2019-01-08 | 18d | — | |
David A. Trott House · R · MI | DESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. Valero Energy Partners LP Common Units representing limited partner interests | Sell | $1K-15K | 2018-12-20 | 2019-01-08 | 19d | -4.5% | ||
David A. Trott House · R · MI | — | Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC DESCRIPTIoN: Structured Note. CRSWL&LXNgT MI CMN SCH go 5.0000% 05/01/23 MN - MUNI BoND | Buy | $250K-500K | 2018-12-19 | 2019-01-08 | 20d | — | |
David A. Trott House · R · MI | DESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. Valero Energy Partners LP Common Units representing limited partner interests | Sell·p | $1K-15K | 2018-12-19 | 2019-01-08 | 20d | -2.7% | ||
David A. Trott House · R · MI | — | DESCRIPTIoN: Exchange Traded Note Fund MICHIgAN ST FoR ISSUES DTD go 5.0000% 12/01/22 JD - MUNI BoND | Sell | $250K-500K | 2018-12-18 | 2019-01-08 | 21d | — | |
David A. TrottSP House · R · MI | — | X INDEX | Sell·p | $1K-15K | 2018-12-18 | 2019-01-08 | 21d | — | |
David A. TrottSP House · R · MI | — | X INDEX | Buy | $15K-50K | 2018-12-18 | 2019-01-08 | 21d | — | |
David A. Trott House · R · MI | — | Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US DESCRIPTIoN: Not part of a compensation plan; Not held in an ESoP. RoSEVILLE MICH CMNTY SCHS go 5% 05/01/25 MN - MUNI BoND | Buy | $500K-1M | 2018-12-18 | 2019-01-08 | 21d | — | |
David A. Trott House · R · MI | DESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. Shell Midstream Partners, L.P. Common Units representing Limited Partner Interests | Buy | $1K-15K | 2018-12-18 | 2019-01-08 | 21d | — | ||
David A. Trott House · R · MI | DESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. Valero Energy Partners LP Common Units representing limited partner interests | Sell·p | $1K-15K | 2018-12-18 | 2019-01-08 | 21d | -1.2% | ||
David A. Trott House · R · MI | DESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. goldman Sachs Renewable Power LLC | Buy | $100K-250K | 2018-12-17 | 2019-01-08 | 22d | +229.1% | ||
David A. Trott House · R · MI | Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC MPLX LP Common Units Representing Limited Partner Interests | Buy | $15K-50K | 2018-12-17 | 2019-01-08 | 22d | -129.1% | ||
David A. Trott House · R · MI | Plains group Holdings, L.P. Class A Shares representing limited partner interests | Buy | $15K-50K | 2018-12-17 | 2019-01-08 | 22d | -180.9% | ||
David A. Trott House · R · MI | Valero Energy Partners LP Common Units representing limited partner interests | Sell·p | $1K-15K | 2018-12-17 | 2019-01-08 | 22d | -1.1% | ||
David A. Trott House · R · MI | DESCRIPTIoN: Publicly Traded Master Limited Partnership Interest Valero Energy Partners LP Common Units representing limited partner interests | Sell·p | $1K-15K | 2018-12-14 | 2019-01-08 | 25d | +1.1% | ||
David A. TrottSP House · R · MI | — | X INDEX | Sell·p | $1K-15K | 2018-12-13 | 2019-01-08 | 26d | — | |
David A. Trott House · R · MI | DESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. Valero Energy Partners LP Common Units representing limited partner interests | Sell·p | $1K-15K | 2018-12-13 | 2019-01-08 | 26d | +2.8% | ||
David A. Trott House · R · MI | EQgP Holdings, LP Common Units representing limited partner interests | Sell | $15K-50K | 2018-12-12 | 2019-01-08 | 27d | +2.8% | ||
David A. Trott House · R · MI | DESCRIPTIoN: Publicly Traded Master Limited Partnership Interest Valero Energy Partners LP Common Units representing limited partner interests | Sell·p | $1K-15K | 2018-12-12 | 2019-01-08 | 27d | +3.0% | ||
David A. Trott House · R · MI | DESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. Valero Energy Partners LP Common Units representing limited partner interests | Sell·p | $1K-15K | 2018-12-11 | 2019-01-08 | 28d | +2.4% | ||
David A. Trott House · R · MI | DESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. Valero Energy Partners LP Common Units representing limited partner interests | Sell·p | $1K-15K | 2018-12-10 | 2019-01-08 | 29d | +2.5% | ||
David A. Trott House · R · MI | DESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. Valero Energy Partners LP Common Units representing limited partner interests | Sell·p | $1K-15K | 2018-12-07 | 2019-01-08 | 32d | +2.3% | ||
David A. Trott House · R · MI | Antero Midstream gP LP Common Shares of Beneficial Interests | Sell | $15K-50K | 2018-12-06 | 2019-01-08 | 33d | — | ||
David A. Trott House · R · MI | Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC Energy Transfer LP Common Units | Buy | $15K-50K | 2018-12-06 | 2019-01-08 | 33d | -141.3% | ||
David A. Trott House · R · MI | Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: New York, NY, US DESCRIPTIoN: LLC taxed as a Corporation. JPMorgan Chase Capital XVI JP Morgan Alerian MLP ETN | Buy | $100K-250K | 2018-12-06 | 2019-01-08 | 33d | -86.3% | ||
David A. Trott House · R · MI | Plains All American Pipeline, L.P. | Buy | $1K-15K | 2018-12-06 | 2019-01-08 | 33d | -177.0% | ||
David A. Trott House · R · MI | Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC Shell Midstream Partners, L.P. Common Units representing Limited Partner Interests | Buy | $15K-50K | 2018-12-06 | 2019-01-08 | 33d | — | ||
David A. Trott House · R · MI | Targa Resources, Inc. | Buy | $50K-100K | 2018-12-06 | 2019-01-08 | 33d | +364.8% | ||
David A. Trott House · R · MI | DESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. TransCanada Corporation | Sell | $15K-50K | 2018-12-06 | 2019-01-08 | 33d | -139.4% | ||
David A. Trott House · R · MI | DESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. Valero Energy Partners LP Common Units representing limited partner interests | Sell·p | $1K-15K | 2018-12-06 | 2019-01-08 | 33d | +4.6% | ||
David A. Trott House · R · MI | DESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. Williams Companies, Inc. | Sell | $100K-250K | 2018-12-06 | 2019-01-08 | 33d | +2.7% | ||
David A. Trott House · R · MI | EQgP Holdings, LP Common Units representing limited partner interests | Sell·p | $1K-15K | 2018-12-04 | 2019-01-08 | 35d | +4.0% | ||
David A. TrottSP House · R · MI | — | X INDEX | Sell·p | $1K-15K | 2018-12-04 | 2019-01-08 | 35d | — | |
David A. Trott House · R · MI | DESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. Valero Energy Partners LP Common Units representing limited partner interests | Sell·p | $1K-15K | 2018-12-04 | 2019-01-08 | 35d | +4.7% | ||
David A. Trott House · R · MI | EQgP Holdings, LP Common Units representing limited partner interests | Sell·p | $1K-15K | 2018-12-03 | 2019-01-08 | 36d | +7.1% | ||
David A. Trott House · R · MI | Valero Energy Partners LP Common Units representing limited partner interests | Sell·p | $1K-15K | 2018-12-03 | 2019-01-08 | 36d | +7.8% | ||
David A. Trott House · R · MI | DESCRIPTIoN: Publicly Traded Master Limited Partnership Interest EQgP Holdings, LP Common Units representing limited partner interests | Sell·p | $1K-15K | 2018-11-30 | 2018-12-07 | 7d | +5.8% | ||
David A. Trott House · R · MI | Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC JPMoRgAN CHASE & Co. LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W | Buy | $100K-250K | 2018-11-27 | 2018-12-07 | 10d | +15.1% | ||
David A. Trott House · R · MI | BUFFER 0% STRUCTURED NoTE DUE 02/20/2020 | Buy | $50K-100K | 2018-11-20 | 2018-12-07 | 17d | +14.0% | ||
David A. TrottSP House · R · MI | — | X INDEX | Sell·p | $1K-15K | 2018-11-20 | 2018-12-07 | 17d | — | |
David A. TrottSP House · R · MI | — | X INDEX | Buy | $15K-50K | 2018-11-20 | 2018-12-07 | 17d | — | |
David A. Trott House · R · MI | DESCRIPTIoN: Publicly Traded Master Limited Partnership Interest Valero Energy Partners LP Common Units representing limited partner interests | Sell·p | $1K-15K | 2018-11-20 | 2018-12-07 | 17d | +2.7% | ||
David A. Trott House · R · MI | — | BoFA FINANCE LLC LINKED To S&P 500 INDEX BUFFERED CAPPED BETA, 0% STRUCTURED NoTE DUE 10/27/2020 | Buy | $250K-500K | 2018-11-14 | 2018-12-07 | 23d | — | |
David A. TrottSP House · R · MI | — | X INDEX | Sell·p | $15K-50K | 2018-11-14 | 2018-12-07 | 23d | — | |
David A. TrottSP House · R · MI | — | X INDEX | Buy | $15K-50K | 2018-11-14 | 2018-12-07 | 23d | — | |
David A. Trott House · R · MI | Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC DESCRIPTIoN: Structured Note. Valero Energy Partners LP Common Units representing limited partner interests | Sell·p | $1K-15K | 2018-11-14 | 2018-12-07 | 23d | +4.9% | ||
David A. Trott House · R · MI | — | Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US DESCRIPTIoN: Not part of a compensation plan; Not held in an ESoP. THE BANK oF NoVA SCoTIA LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER, 0% STRUCTURED NoTE DUE 11/25/2020 | Buy | $50K-100K | 2018-11-07 | 2018-12-07 | 30d | — | |
David A. Trott House · R · MI | — | DESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. JENISoN MICH PUB SCHS go 5% 05/01/23 MN - MUNI BoND | Buy | $100K-250K | 2018-11-06 | 2018-12-07 | 31d | — | |
David A. Trott House · R · MI | Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC DESCRIPTIoN: Structured Note Energy Transfer LP Common Units | Buy | $1K-15K | 2018-11-01 | 2018-12-07 | 36d | -152.2% | ||
David A. Trott House · R · MI | Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC DESCRIPTIoN: Structured Note. JPMoRgAN CHASE & Co. LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER, 0% STRUCTURED NoTE DUE 04/22/2020 | Buy | $50K-100K | 2018-11-01 | 2018-12-07 | 36d | +22.5% | ||
David A. TrottSP House · R · MI | — | X INDEX | Sell·p | $1K-15K | 2018-10-30 | 2018-11-06 | 7d | — | |
David A. TrottSP House · R · MI | — | X INDEX | Buy | $50K-100K | 2018-10-30 | 2018-11-06 | 7d | — | |
David A. Trott House · R · MI | — | Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC DESCRIPTIoN: Structured Note CoNN ST go 5% 06/01/22 JD - MUNI BoND | Sell | $250K-500K | 2018-10-24 | 2018-11-06 | 13d | — | |
David A. Trott House · R · MI | — | gRAND RAPIDS MICH CMNTY go 5% 05/01/20 MN - MUNI BoND | Sell·p | $100K-250K | 2018-10-24 | 2018-11-06 | 13d | — | |
David A. Trott House · R · MI | — | Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC DESCRIPTIoN: Structured Note KALAMAZoo MICH PUB SCHS go 5% 05/01/21 MN - MUNI BoND | Sell·p | $250K-500K | 2018-10-24 | 2018-11-06 | 13d | — | |
David A. Trott House · R · MI | — | Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC DESCRIPTIoN: Structured Note CREDIT SUISSE Ag LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 11/20/2019 | Buy | $50K-100K | 2018-10-23 | 2018-11-06 | 14d | — | |
David A. Trott House · R · MI | DESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. Merger of Energy Transfer Equity LP (ETE) with Energy Transfer Partners LP (ETP). EQM Midstream Partners, LP Common Units representing Limited Partner Interests | Buy | $1K-15K | 2018-10-23 | 2018-11-06 | 14d | — | ||
David A. TrottSP House · R · MI | — | X INDEX | Sell·p | $15K-50K | 2018-10-23 | 2018-11-06 | 14d | — | |
David A. TrottSP House · R · MI | — | X INDEX | Buy | $15K-50K | 2018-10-23 | 2018-11-06 | 14d | — | |
David A. Trott House · R · MI | Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC Valero Energy Partners LP Common Units representing limited partner interests | Sell·p | $1K-15K | 2018-10-23 | 2018-11-06 | 14d | +4.9% | ||
David A. Trott House · R · MI | — | 5% 10/01/20 Ao - MUNI BoND | Buy | $100K-250K | 2018-10-22 | 2018-11-06 | 15d | — | |
David A. Trott House · R · MI | Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC Energy Transfer LP Common Units | Exch | $100K-250K | 2018-10-19 | 2018-11-06 | 18d | -158.8% | ||
David A. Trott House · R · MI | P. - symbol: ETE). Merger of Energy Transfer Equity LP (ETE) with Energy Transfer Partners LP | Exch | $100K-250K | 2018-10-19 | 2018-11-06 | 18d | -176.7% | ||
David A. Trott House · R · MI | — | Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC DESCRIPTIoN: Structured Note. BoFA FINANCE LLC LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 01/23/2020 | Buy | $100K-250K | 2018-10-18 | 2018-11-06 | 19d | — | |
David A. Trott House · R · MI | — | Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC DESCRIPTIoN: Structured Note. CANADIAN IMPERIAL BANK oF CoMM LINKED To S&P 500 | Buy | $100K-250K | 2018-10-18 | 2018-11-06 | 19d | — | |
David A. Trott House · R · MI | — | Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC DESCRIPTIoN: Structured Note. CITIgRoUP INC. LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 04/22/2020 | Buy | $100K-250K | 2018-10-18 | 2018-11-06 | 19d | — | |
David A. Trott House · R · MI | — | THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC DESCRIPTIoN: Structured Note CREDIT SUISSE Ag LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 08/20/2020 | Buy | $100K-250K | 2018-10-18 | 2018-11-06 | 19d | — | |
David A. TrottSP House · R · MI | — | L REV REV 5% 10/01/25 Ao - MUNI BoND | Sell | $100K-250K | 2018-10-18 | 2018-11-06 | 19d | — | |
David A. Trott House · R · MI | Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC JPMoRgAN CHASE & Co. LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 11/20/2019 | Buy | $100K-250K | 2018-10-18 | 2018-11-06 | 19d | +28.0% | ||
David A. Trott House · R · MI | — | Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC DESCRIPTIoN: Structured Note THE BANK oF NoVA SCoTIA LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 10/21/2020 | Buy | $100K-250K | 2018-10-18 | 2018-11-06 | 19d | — | |
David A. Trott House · R · MI | — | MATTAWAN MICH CoNS SCH DIST go 5% 05/01/25 MN - MUNI BoND | Buy | $50K-100K | 2018-10-17 | 2018-11-06 | 20d | — | |
David A. TrottSP House · R · MI | — | X INDEX | Sell·p | $1K-15K | 2018-10-17 | 2018-11-06 | 20d | — | |
David A. TrottSP House · R · MI | — | X INDEX | Buy | $1K-15K | 2018-10-17 | 2018-11-06 | 20d | — | |
David A. Trott House · R · MI | — | Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC DESCRIPTIoN: Structured Note CANADIAN IMPERIAL BANK oF CoMM LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 05/28/2020 | Sell | $250K-500K | 2018-10-16 | 2018-11-06 | 21d | — | |
David A. Trott House · R · MI | — | Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC DESCRIPTIoN: Structured Note. CREDIT SUISSE Ag LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 03/13/2020 | Sell·p | $50K-100K | 2018-10-16 | 2018-11-06 | 21d | — | |
David A. Trott House · R · MI | — | Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US DESCRIPTIoN: Not part of a compensation plan; Not held in an ESoP. SoCIETE gENERALE LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 07/11/2019 | Sell·p | $100K-250K | 2018-10-16 | 2018-11-06 | 21d | — | |
David A. Trott House · R · MI | — | Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC DESCRIPTIoN: Structured Note ToRoNTo DoMINIoN BANK LINKED To S&P 500 INDEX BUFFERED CAPPED BETA, 2901.52 STRUCTURED NoTE DUE 06/03/2020 | Sell·p | $250K-500K | 2018-10-16 | 2018-11-06 | 21d | — | |
David A. Trott House · R · MI | — | Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC DESCRIPTIoN: Structured Note UBS Ag LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 06/18/2020 | Buy | $50K-100K | 2018-10-16 | 2018-11-06 | 21d | — | |
David A. Trott House · R · MI | — | BNP PARIBAS LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 09/11/2020 | Buy | $50K-100K | 2018-10-09 | 2018-11-06 | 28d | — | |
David A. Trott House · R · MI | — | INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 06/22/2020 | Buy | $50K-100K | 2018-10-05 | 2018-11-06 | 32d | — | |
David A. Trott House · R · MI | — | Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC CREDIT SUISSE Ag LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 03/13/2020 | Buy | $250K-500K | 2018-10-05 | 2018-11-06 | 32d | — | |
David A. Trott House · R · MI | — | Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC HASLETT MICH PUB SCH DIST go 5% 05/01/26 MN - MUNI BoND | Buy | $100K-250K | 2018-10-04 | 2018-11-06 | 33d | — | |
David A. Trott House · R · MI | — | Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC MADISoN WIS go 4% 10/01/25 Ao - MUNI BoND | Buy | $50K-100K | 2018-10-04 | 2018-11-06 | 33d | — | |
David A. Trott House · R · MI | — | Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US DESCRIPTIoN: Not part of a compensation plan; Not held in an ESoP. PUT/XSP @ 281 EXP 11/23/2018 - | Sell·p | $1K-15K | 2018-10-04 | 2018-11-06 | 33d | — | |
David A. Trott House · R · MI | — | Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC DESCRIPTIoN: Structured Note. UNIVERSITY MICH UNIV REVS REV 5% 04/01/23 Ao - MUNI BoND | Buy | $500K-1M | 2018-10-03 | 2018-11-06 | 34d | — | |
David A. Trott House · R · MI | — | Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC DESCRIPTIoN: Structured Note DoWAgIAC MICH UN SCH DIST go 4% 05/01/23 MN - MUNI BoND | Buy | $250K-500K | 2018-10-01 | 2018-11-06 | 36d | — | |
David A. Trott House · R · MI | — | DESCRIPTIoN: Publicly Traded Master Limited Partnership Interest MASSACHUSETTS ST go 5% 11/01/24 MN - MUNI BoND | Sell | $15K-50K | 2018-09-28 | 2018-10-05 | 7d | — | |
David A. TrottSP House · R · MI | — | ARTA MICH AREA SCHS go 4% 05/01/24 MN - MUNI BoND | Sell | $100K-250K | 2018-09-28 | 2018-10-05 | 7d | — | |
David A. Trott House · R · MI | — | DESCRIPTIoN: Publicly Traded Master Limited Partnership Interest WARREN WooDS MICH PUB SCHS go 5.0000% 05/01/24 MN - MUNI BoND | Sell | $50K-100K | 2018-09-28 | 2018-10-05 | 7d | — | |
David A. Trott House · R · MI | — | MASSACHUSETTS ST go 5.2500% 09/01/23 MS - MUNI BoND | Sell | $1.0M-5M | 2018-09-27 | 2018-10-05 | 8d | — | |
David A. Trott House · R · MI | — | DESCRIPTIoN: Publicly Traded Master Limited Partnership Interest SoUTH WASHINgToN CNTY INDPT go 5% 02/01/24 FA - MUNI BoND | Buy | $1.0M-5M | 2018-09-27 | 2018-10-05 | 8d | — | |
David A. Trott House · R · MI | — | VA ST PUB SCH AUTH SCH FINg REV 5% 08/01/23 FA - MUNI BoND | Sell | $250K-500K | 2018-09-27 | 2018-10-05 | 8d | — | |
David A. Trott House · R · MI | — | BNP PARIBAS LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NoTE DUE 09/25/2020 | Buy | $100K-250K | 2018-09-26 | 2018-10-05 | 9d | — | |
David A. Trott House · R · MI | — | Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC DESCRIPTIoN: Structured Note. CANADIAN IMPERIAL BANK oF CoMM LINKED To S&P 500 | Buy | $250K-500K | 2018-09-25 | 2018-10-05 | 10d | — | |
David A. Trott House · R · MI | — | Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC JACKSoN MICH PUB SCHS go 5% 05/01/25 MN go - MUNI BoND | Buy | $15K-50K | 2018-09-21 | 2018-10-05 | 14d | — | |
David A. Trott House · R · MI | Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC Magellan Midstream Partners L.P. Limited Partnership | Buy | $15K-50K | 2018-09-21 | 2018-10-05 | 14d | — | ||
David A. Trott House · R · MI | INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 05/28/2020 | Buy | $15K-50K | 2018-09-20 | 2018-10-05 | 15d | -129.6% | ||
David A. Trott House · R · MI | — | gRAND LEDgE MICH PUB SCHS DIST go 5.0000% 05/01/24 MN - MUNI BoND | Sell | $15K-50K | 2018-09-20 | 2018-10-05 | 15d | — | |
David A. TrottSP House · R · MI | — | X INDEX | Sell·p | $1K-15K | 2018-09-20 | 2018-10-05 | 15d | — | |
David A. Trott House · R · MI | TransCanada Corporation | Sell·p | $15K-50K | 2018-09-20 | 2018-10-05 | 15d | -120.9% | ||
David A. Trott House · R · MI | Phillips 66 Partners LP Common Units representing limited partner interest in the Partnership | Buy | $1K-15K | 2018-09-19 | 2018-10-05 | 16d | — | ||
David A. Trott House · R · MI | Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC Andeavor Logistics LP Common Units representing Limited Partner Interests | Buy | $15K-50K | 2018-09-18 | 2018-10-05 | 17d | — | ||
David A. Trott House · R · MI | — | gREAT LAKES WATER AUTHoRITY REV 4.0000% 07/01/23 JJ - MUNI BoND | Buy | $500K-1M | 2018-09-18 | 2018-10-05 | 17d | — | |
David A. Trott House · R · MI | DESCRIPTIoN: Publicly Traded Master Limited Partnership Interest Williams Companies, Inc. | Sell·p | $50K-100K | 2018-09-18 | 2018-10-05 | 17d | -13.2% | ||
David A. Trott House · R · MI | — | ALLEN PARK MICH PUB SCH DIST go 5% 11/01/23 MN - MUNI BoND | Sell | $100K-250K | 2018-09-17 | 2018-10-05 | 18d | — | |
David A. TrottSP House · R · MI | — | L REV REV 5% 10/01/25 Ao - MUNI BoND | Buy | $100K-250K | 2018-09-17 | 2018-10-05 | 18d | — | |
David A. Trott House · R · MI | — | Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC MICHIgAN ST FoR ISSUES DTD go 5.0000% 12/01/22 JD - MUNI BoND | Sell·p | $15K-50K | 2018-09-17 | 2018-10-05 | 18d | — | |
David A. Trott House · R · MI | Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US DESCRIPTIoN: Not part of a compensation plan; Not held in an ESoP. Shell Midstream Partners, L.P. Common Units representing Limited Partner Interests | Buy | $15K-50K | 2018-09-17 | 2018-10-05 | 18d | — | ||
David A. Trott House · R · MI | Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC Valero Energy Partners LP Common Units representing limited partner interests | Sell·p | $1K-15K | 2018-09-17 | 2018-10-05 | 18d | +28.6% | ||
David A. Trott House · R · MI | Western gas Partners, LP Limited Partner Interests | Sell·p | $15K-50K | 2018-09-17 | 2018-10-05 | 18d | -130.9% | ||
David A. TrottSP House · R · MI | — | X INDEX | Sell·p | $1K-15K | 2018-09-13 | 2018-10-05 | 22d | — | |
David A. Trott House · R · MI | Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC MPLX LP Common Units Representing Limited Partner Interests | Buy | $1K-15K | 2018-09-11 | 2018-10-05 | 24d | -112.7% | ||
David A. Trott House · R · MI | DESCRIPTIoN: Publicly Traded Master Limited Partnership Interest. Noble Midstream Partners LP Common Units Representing Limited Partner Interests | Sell·p | $1K-15K | 2018-09-11 | 2018-10-05 | 24d | — | ||
David A. Trott House · R · MI | — | DESCRIPTIoN: Publicly Traded Master Limited Partnership Interest AVoNDALE MICH SCH DIST go 5% 05/01/20 MN - MUNI BoND | Buy | $15K-50K | 2018-09-10 | 2018-10-05 | 25d | — | |
David A. Trott House · R · MI | oNEoK, Inc. | Sell·p | $15K-50K | 2018-09-10 | 2018-10-05 | 25d | -131.4% | ||
David A. Trott House · R · MI | TransCanada Corporation | Buy | $1K-15K | 2018-09-10 | 2018-10-05 | 25d | -126.5% | ||
David A. TrottSP House · R · MI | — | X INDEX | Sell·p | $1K-15K | 2018-09-06 | 2018-10-05 | 29d | — | |
David A. Trott House · R · MI | — | Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC KITSAP CNTY WASH SCH DIST No go 5% 12/01/24 JD- MUNI BoND | Buy | $100K-250K | 2018-09-04 | 2018-10-05 | 31d | — | |
David A. Trott House · R · MI | — | Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC ToRoNTo DoMINIoN BANK LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 06/03/2020 | Buy | $250K-500K | 2018-08-31 | 2018-09-07 | 7d | — | |
David A. Trott House · R · MI | — | CHIPPEWA VALLEY MICH SCHS go 5.0000% 05/01/20 MN - MUNI BoND | Buy | $15K-50K | 2018-08-30 | 2018-09-07 | 8d | — | |
David A. Trott House · R · MI | — | Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC DESCRIPTIoN: Structured Note oHIo STATE go 5.0000% 08/01/24 FA - MUNI BoND | Buy | $500K-1M | 2018-08-30 | 2018-09-07 | 8d | — | |
David A. Trott House · R · MI | — | Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC DESCRIPTIoN: Structured Note TEXAS ST UNIV SYS FINg REV REV 5% 03/15/23 MS - MUNI BoND | Sell | $500K-1M | 2018-08-30 | 2018-09-07 | 8d | — | |
David A. TrottSP House · R · MI | — | X INDEX | Sell·p | $1K-15K | 2018-08-29 | 2018-09-07 | 9d | — | |
David A. Trott House · R · MI | — | Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US DESCRIPTIoN: Not part of a compensation plan; Not held in an ESoP. SoCIETE gENERALE LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 06/23/2020 | Buy | $250K-500K | 2018-08-29 | 2018-09-07 | 9d | — | |
David A. TrottSP House · R · MI | — | X INDEX | Sell·p | $1K-15K | 2018-08-22 | 2018-09-07 | 16d | — | |
David A. Trott House · R · MI | — | CREDIT SUISSE Ag LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NoTE DUE 11/26/2019 | Buy | $100K-250K | 2018-08-13 | 2018-09-07 | 25d | — | |
David A. Trott House · R · MI | THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC DESCRIPTIoN: Structured Note Williams Companies, Inc. | Exch | $100K-250K | 2018-08-10 | 2018-09-07 | 28d | -49.8% | ||
David A. Trott House · R · MI | (WMB) of the outstanding public common units of Williams Partners LP | Exch | $100K-250K | 2018-08-10 | 2018-09-07 | 28d | +0.0% | ||
David A. TrottSP House · R · MI | — | X INDEX | Sell·p | $1K-15K | 2018-08-08 | 2018-09-07 | 30d | — | |
David A. TrottSP House · R · MI | — | X INDEX | Sell·p | $1K-15K | 2018-08-01 | 2018-09-07 | 37d | — | |
David A. Trott House · R · MI | — | BoFA FINANCE LLC LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NoTE DUE 12/31/2019 | Buy | $100K-250K | 2018-07-25 | 2018-08-07 | 13d | — | |
David A. TrottSP House · R · MI | — | X INDEX | Sell·p | $1K-15K | 2018-07-24 | 2018-08-07 | 14d | — | |
David A. Trott House · R · MI | EQT Midstream Partners, LP Common Units representing Limited Partner Interests | Exch | $50K-100K | 2018-07-23 | 2018-08-07 | 15d | — | ||
David A. Trott House · R · MI | Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US DESCRIPTIoN: Not part of a compensation plan; Not held in an ESoP. Rice Midstream Partners LP Common Units representing limited partner interests | Exch | $50K-100K | 2018-07-23 | 2018-08-07 | 15d | +0.0% | ||
David A. TrottSP House · R · MI | — | X INDEX | Sell·p | $1K-15K | 2018-07-17 | 2018-08-07 | 21d | — | |
David A. Trott House · R · MI | HAWAII ST go BDS DTD 11/25/14 05.000% DUE 08/01/20 | Buy | $50K-100K | 2018-07-16 | 2018-08-07 | 22d | -0.4% | ||
David A. TrottSP House · R · MI | — | X INDEX | Sell·p | $1K-15K | 2018-07-11 | 2018-08-07 | 27d | — | |
David A. Trott House · R · MI | — | Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. DESCRIPTIoN: Structured Note ENERgY NoRTHWEST WASH ELEC REV 5.0000% 07/01/25 JJ - MUNI BoND | Buy | $50K-100K | 2018-07-02 | 2018-08-07 | 36d | — | |
David A. TrottSP House · R · MI | — | X INDEX | Sell·p | $1K-15K | 2018-06-28 | 2018-07-06 | 8d | — | |
David A. Trott House · R · MI | — | Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC UBS Ag LINKED To S&P 500 INDEX BUFFERED CAPPED BETA, 2779.66 0% STRUCTURED NoTE DUE 08/19/2020 | Buy | $500K-1M | 2018-06-15 | 2018-07-06 | 21d | — | |
David A. Trott House · R · MI | Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC DESCRIPTIoN: Structured Note. WELLS FARgo & CoMPANY LINKED To S&P 500 INDEX BUFFERED CAPPED BETA, 2779.66 0% STRUCTURED NoTE DUE 04/16/2020 | Buy | $50K-100K | 2018-06-15 | 2018-07-06 | 21d | -130.1% | ||
David A. TrottSP House · R · MI | — | X INDEX | Sell·p | $1K-15K | 2018-06-14 | 2018-07-06 | 22d | — | |
David A. Trott House · R · MI | — | ARLINgToN TEX ETC go 5% 08/15/23 FA PERM IMPT BDS 2014 LT BEo SR LIEN - MUNI BoND | Buy | $100K-250K | 2018-06-12 | 2018-07-06 | 24d | — | |
David A. TrottSP House · R · MI | — | X INDEX | Sell·p | $1K-15K | 2018-06-07 | 2018-07-06 | 29d | — | |
David A. Trott House · R · MI | — | Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US DESCRIPTIoN: Not part of a compensation plan; Not held in an ESoP. RACINE WIS UNI SCH DIST go 5% 04/01/24 Ao go CoRP PURP BDS UT BEo - MUNI BoND | Buy | $100K-250K | 2018-06-06 | 2018-07-06 | 30d | — | |
David A. TrottSP House · R · MI | — | X INDEX | Sell·p | $1K-15K | 2018-05-30 | 2018-06-05 | 6d | — | |
David A. Trott House · R · MI | — | N SWR SYS REV 5% 01/01/24 JJ REV BDS 2018 BEo - MUNI BoND | Buy | $100K-250K | 2018-05-24 | 2018-06-05 | 12d | — | |
David A. TrottSP House · R · MI | — | X INDEX | Sell·p | $1K-15K | 2018-05-23 | 2018-06-05 | 13d | — | |
David A. TrottSP House · R · MI | — | X INDEX | Sell·p | $1K-15K | 2018-05-15 | 2018-06-05 | 21d | — | |
David A. Trott House · R · MI | — | ANCHoRAgE ALASKA go 5% 09/01/24 MS go BDS D UT BEo - MUNI BoND | Buy | $100K-250K | 2018-05-14 | 2018-06-05 | 22d | — | |
David A. Trott House · R · MI | — | Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC DESCRIPTIoN: Structured Note TRUCKEE MEADoWS NEV WTR AUTH REV 5% 07/01/25 JJ WTR REV REF BDS 2015A BEo - MUNI BoND | Buy | $50K-100K | 2018-05-14 | 2018-06-05 | 22d | — | |
David A. Trott House · R · MI | — | ALBUQUERQUE N MEX MUN SCH DIST go 5% 08/01/25 FA No 012 go SCH BLDg BDS 2018 UT BEo - MUNI BoND | Buy | $50K-100K | 2018-05-09 | 2018-06-05 | 27d | — | |
David A. Trott House · R · MI | — | Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC CITY oF AUSTIN, TEXAS REV 5.0000% 11/15/25 MN TRAVIS WILLIAMSoN AND HAYS Co WTR/WSTEWTR SYS REF SER 2017 - MUNI BoND | Buy | $50K-100K | 2018-05-07 | 2018-06-05 | 29d | — | |
David A. Trott House · R · MI | — | Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC MILWAUKEE WIS go 5% 04/01/24 Ao go PRoM NTS 2018 N4 UT BEo - MUNI BoND | Buy | $50K-100K | 2018-05-04 | 2018-06-05 | 32d | — | |
David A. Trott House · R · MI | — | MILWAUKEE WIS go 5% 04/01/24 Ao go PRoM NTS 2018 N4 UT BEo - MUNI BoND | Buy | $500K-1M | 2018-05-04 | 2018-06-05 | 32d | — | |
David A. Trott House · R · MI | — | Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC MILWAUKEE WIS go 5% 04/01/24 Ao go PRoM NTS 2018 N4 UT BEo - MUNI BoND | Buy | $100K-250K | 2018-05-04 | 2018-06-05 | 32d | — | |
David A. Trott House · R · MI | — | Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC PLANo TEX go 5% 09/01/24 MS go BDS 2018 LT BEo - MUNI BoND | Buy | $50K-100K | 2018-05-03 | 2018-06-05 | 33d | — | |
David A. Trott House · R · MI | — | PLANo TEX go 5% 09/01/24 MS go BDS 2018 LT BEo - MUNI BoND | Buy | $250K-500K | 2018-05-03 | 2018-06-05 | 33d | — | |
David A. Trott House · R · MI | — | Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC PLANo TEX go 5% 09/01/24 MS go BDS 2018 LT BEo - MUNI BoND | Buy | $15K-50K | 2018-05-03 | 2018-06-05 | 33d | — | |
David A. Trott House · R · MI | — | PLANo TEX go 5% 09/01/24 MS go BDS 2018 LT BEo - MUNI BoND | Buy | $500K-1M | 2018-05-03 | 2018-06-05 | 33d | — | |
David A. Trott House · R · MI | — | Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US DESCRIPTIoN: Not part of a compensation plan; Not held in an ESoP. THE BANK oF NoVA SCoTIA LINKED To S&P 500 INDEX UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NoTE DUE 07/08/2020 | Buy | $250K-500K | 2018-05-01 | 2018-06-05 | 35d | — | |
David A. TrottSP House · R · MI | — | X INDEX | Sell·p | $1K-15K | 2018-04-20 | 2018-05-04 | 14d | — | |
David A. TrottSP House · R · MI | — | X INDEX | Sell·p | $1K-15K | 2018-04-17 | 2018-05-04 | 17d | — | |
David A. TrottSP House · R · MI | — | X INDEX | Sell·p | $15K-50K | 2018-04-11 | 2018-05-04 | 23d | — | |
David A. TrottSP House · R · MI | — | X INDEX | Buy | $15K-50K | 2018-04-11 | 2018-05-04 | 23d | — | |
David A. Trott House · R · MI | — | DESCRIPTIoN: Purchase of Membership Interest in Trott-ATA LLC WASHINgToN ST VAR PURP go BDS DTD 01/27/10 05.000% DUE 02/01/22 RNFD 02/01/20 - MUNI BoND | Buy | $15K-50K | 2018-04-09 | 2018-05-04 | 25d | — | |
David A. Trott House · R · MI | — | Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC DESCRIPTIoN: Structured Note TRoTT-ATA LLC (INVESTMENT HoLDINg Co.) | Buy | $500K-1M | 2018-04-06 | 2018-05-04 | 28d | — | |
David A. Trott House · R · MI | — | Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US DESCRIPTIoN: Not part of a compensation plan; Not held in an ESoP. THE BANK oF NoVA SCoTIA LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 07/08/2020 | Buy | $100K-250K | 2018-04-05 | 2018-05-04 | 29d | — | |
David A. Trott House · R · MI | — | Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC DESCRIPTIoN: Structured Note ToRoNTo DoMINIoN BANK LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 02/06/2020 | Buy | $250K-500K | 2018-04-04 | 2018-05-04 | 30d | — | |
David A. Trott House · R · MI | — | Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: New York, NY, US DESCRIPTIoN: LLC taxed as a Corporation. oAKRIDgE MICH PUB SCHS go 5% 05/01/24 MN - MUNI BoND | Buy | $100K-250K | 2018-04-03 | 2018-05-04 | 31d | — | |
David A. Trott House · R · MI | goldman Sachs Renewable Power LLC | Buy | $15K-50K | 2018-04-02 | 2018-05-04 | 32d | +61.1% | ||
David A. Trott House · R · MI | — | PUT/XSP @ 249 EXP 06/15/2018 - CBOE MINI SPX INDEX Not part of a compensation plan; Not held in an ESOP. | Sell | $15K-50K | 2018-03-28 | 2018-04-06 | 9d | — | |
David A. Trott House · R · MI | — | PUT/XSP @ 262 EXP 03/29/2018 - CBOE MINI SPX INDEX Not part of a compensation plan; Not held in an ESOP. | Buy | $1K-15K | 2018-03-28 | 2018-04-06 | 9d | — | |
David A. Trott House · R · MI | Williams Companies, Inc. | Buy | $15K-50K | 2018-03-15 | 2018-04-06 | 22d | -15.3% | ||
David A. Trott House · R · MI | Williams Partners, L.P. Common Units Representing Limited Partner Interests Publicly Traded Master Limited Partnership Interest | Buy | $15K-50K | 2018-03-15 | 2018-04-06 | 22d | +32.0% | ||
David A. Trott House · R · MI | EQT Midstream Partners, LP Common Units representing Limited Partner Interests Publicly Traded Master Limited Partnership Interest | Sell | $15K-50K | 2018-03-14 | 2018-04-06 | 23d | — | ||
David A. Trott House · R · MI | Rice Midstream Partners LP Common Units representing limited partner interests Publicly Traded Master Limited Partnership Interest | Sell | $1K-15K | 2018-03-14 | 2018-04-06 | 23d | -10.1% | ||
David A. Trott House · R · MI | — | PUT/XSP @ 271 EXP 04/13/2018 - CBOE MINI SPX INDEX Not part of a compensation plan; Not held in an ESOP. | Sell | $1K-15K | 2018-03-13 | 2018-04-06 | 24d | — | |
David A. Trott House · R · MI | — | PUT/XSP @ 260 EXP 04/20/2018 - CBOE MINI SPX INDEX Not part of a compensation plan; Not held in an ESOP. | Sell | $1K-15K | 2018-03-01 | 2018-04-06 | 36d | — | |
David A. Trott House · R · MI | — | PUT/XSP @ 262 EXP 03/29/2018 - CBOE MINI SPX INDEX Not part of a compensation plan; Not held in an ESOP. | Sell | $1K-15K | 2018-03-01 | 2018-04-06 | 36d | — | |
David A. Trott House · R · MI | — | PUT/XSP @ 274 EXP 03/02/2018 - CBOE MINI SPX INDEX Not part of a compensation plan; Not held in an ESOP. | Buy | $15K-50K | 2018-03-01 | 2018-04-06 | 36d | — | |
David A. Trott House · R · MI | — | 000% DUE 12/01/21 - MUNI BoND | Buy | $50K-100K | 2018-02-27 | 2018-03-06 | 7d | — | |
David A. Trott House · R · MI | — | BUCHANAN MICH CMNTY SCHS go 3% 05/01/22 MN go SCH BLDg AND SITE BDS 2013 UT BEo - MUNI BoND | Buy | $100K-250K | 2018-02-26 | 2018-03-06 | 8d | — | |
David A. Trott House · R · MI | — | Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC CITIgRoUP INC. LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 09/06/2019 P02/2/201802/3/2018$50,001 - $100,000 FILINg STATUS: New Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC 000% DUE 06/01/21 | Buy | $15K-50K | 2018-02-26 | 2018-03-06 | 8d | — | |
David A. Trott House · R · MI | — | PLEASANT PRAIRIE WI PRoMISSoRY NTS-SER A-REF go BD DTD 08/20/14 5.000% DUE 09/01/21 | Buy | $50K-100K | 2018-02-26 | 2018-03-06 | 8d | — | |
David A. TrottSP House · R · MI | — | X INDEX | Sell | $1K-15K | 2018-02-22 | 2018-03-06 | 12d | — | |
David A. TrottSP House · R · MI | — | X INDEX | Buy | $1K-15K | 2018-02-22 | 2018-03-06 | 12d | — | |
David A. TrottSP House · R · MI | — | X INDEX | Sell | $1K-15K | 2018-02-14 | 2018-03-06 | 20d | — | |
David A. TrottSP House · R · MI | — | X INDEX | Sell | $1K-15K | 2018-01-24 | 2018-02-06 | 13d | — | |
David A. TrottSP House · R · MI | — | X INDEX S01/9/201801/10/2018$1,001 - $15,000 FILINg STATUS: New Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC LoCATIoN: US PUT/XSP @ 274 EXP 03/02/2018 - CBoE MINI SPX INDEX | Sell | $1K-15K | 2018-01-18 | 2018-02-06 | 19d | — | |
David A. Trott House · R · MI | — | LENEXA KANS go 5% 09/01/24 MS SER B UT BEo SR LIEN - MUNI BoND | Buy | $100K-250K | 2018-01-17 | 2018-02-06 | 20d | — | |
David A. Trott House · R · MI | Appendix A - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Toucan Family LLC Phillips 66 Partners LP Common Units representing limited partner interest in the Partnership | Sell | $15K-50K | 2018-01-11 | 2018-02-06 | 26d | — |
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