Rick LarsenHouse

Part of advisor-driven quarterly rebalancing

Part of advisor-driven quarterly rebalancing

Part of advisor-driven quarterly rebalancing

Part of advisor-driven quarterly rebalancing

Advisor-driven quarterly rebalancing

Advisor-driven quarterly rebalancing

Advisor-driven quarterly rebalancing

Advisor-driven quarterly rebalancing

Advisor-driven quarterly rebalancing

Advisor-driven quarterly rebalancing

Advisor-driven quarterly rebalancing

CNL Properties directors executed a sale of assets and Sonida Living, a common stock-based company, purchased those assets in March. I directed advisor to sell the Sonida stock in March and the proceeds from the sale were placed in Fixed Income Mutual Funds-based account I already hold. Per requirements, I will report in CY27 on my FDFY26 report which mutual funds proceeds went into.

Advisor-driven quarterly rebalancing

CNL Properties (a widely held REIT) directors executed a sale of assets and Sonida Living, a common stock-based company, purchased those assets in March. This entry should be read on this PTR in conjunction with the Sonida entry listed as an Exchange.

CNL Properties directors executed a sale of assets and Sonida Living, a common stock-based company, purchased those assets in March. I directed advisor to sell the Sonida stock in March. See 'Sale' Transaction on this PTR

Part of monthly portfolio rebalancing that account manager conducts

Part of monthly portfolio rebalancing that account manager conducts

Part of monthly portfolio rebalancing that account manager conducts

Part of monthly portfolio rebalancing that account manager conducts

Part of monthly portfolio rebalancing that account manager conducts

Part of monthly portfolio rebalancing that account manager conducts

part of quarterly portfolio rebalancing

part of quarterly portfolio rebalancing

part of quarterly portfolio rebalancing

part of quarterly portfolio rebalancing

part of quarterly portfolio rebalancing

part of quarterly portfolio rebalancing

Part of quarterly rebalance NextEra Energy, Inc. Common Stock (NEE) [ST]

Part of quarterly rebalancing

rebalancing of portfolio

rebalancing of portfolio

rebalancing of portfolio

rebalancing of portfolio

rebalancing of portfolio

Part of quarterly portfolio rebalance

Part of quarterly portfolio rebalance

Quarterly portfolio rebalance

Quarterly portfolio rebalance

part of quarterly portfolio rebalancing conducted by asset manager and which i do not control per contract United Parcel Service, Inc. Common Stock (UPS) [ST]

part of a quarterly rebalancing of portfolio and conducted by asset manager without my control per contract

sale of asset as part of quarterly portfolio rebalancing. Asset manager-initiated sale Colgate-Palmolive Company (CL) [ST]

sale as part of quarterly portfolio rebalancing; Asset manager-initiated transaction The Hershey Company (HSY) [ST]

sale as part of quarterly portfolio rebalancing; Asset manager-initiated transaction Zoetis Inc. Class A (ZTS) [ST]

sale as part of quarterly portfolio rebalancing; Asset manager-initiated transaction

Purchase of shares in RRL IRA portfolio as part of quarterly rebalancing of total RRL IRA portfolio

Purchase of shares in RRL IRA portfolio as part of quarterly rebalancing of total RRL IRA portfolio

sale of asset for IRA as part of periodic rebalancing. Transaction taken by advisor without my input per contract

sale of asset for IRA as part of periodic rebalancing. Transaction taken by advisor without my input per contract

sale of asset for IRA as part of periodic rebalancing. Transaction taken by advisor without my input per contract

purchase of asset for IRA as part of periodic rebalancing. Transaction taken by advisor without my input per contract

purchase of asset for IRA as part of periodic rebalancing. Transaction taken by advisor without my input per contract

purchase of asset for IRA as part of periodic rebalancing. Transaction taken by advisor without my input per contract

sale of asset for IRA as part of periodic rebalancing. Transaction taken by advisor without my input per contract

purchase of asset for IRA as part of periodic rebalancing. Transaction taken by advisor without my input per contract

This managed account within the RRL IRA was set up late 2020. At the time I received guidance that due to the account being one where i did not control selections or trades, I did not need to file PTRs. That guidance has since changed and am reporting per new guidance

This managed account within the RRL IRA was set up late 2020. At the time I received guidance that due to the account being one where i did not control selections or trades, I did not need to file PTRs. That guidance has since changed and am reporting per new guidance 2000106175EOG Resources, Inc. (EOG) [ST]

This managed account within the RRL IRA was set up late 2020. At the time I received guidance that due to the account being one where i did not control selections or trades, I did not need to file PTRs. That guidance has since changed and am reporting per new guidance 2000106176Pioneer Natural Resources Company (PXD) [ST]

This managed account within the RRL IRA was set up late 2020. At the time I received guidance that due to the account being one where i did not control selections or trades, I did not need to file PTRs. That guidance has since changed and am reporting per new guidance 2000106177TJX Companies, Inc. (TJX) [ST]

This managed account within the RRL IRA was set up late 2020. At the time I received guidance that due to the account being one where i did not control selections or trades, I did not need to file PTRs. That guidance has since changed and am reporting per new guidance

This managed account within the RRL IRA was set up late 2020. At the time I received guidance that due to the account being one where i did not control selections or trades, I did not need to file PTRs. That guidance has since changed and am reporting per new guidance Intel Corporation (INTC) [ST]

This managed account within the RRL IRA was set up late 2020. At the time I received guidance that due to the account being one where i did not control selections or trades, I did not need to file PTRs. That guidance has since changed and am reporting per new guidance Allstate Corporation (ALL) [ST]

This managed account within the RRL IRA was set up late 2020. At the time I received guidance that due to the account being one where i did not control selections or trades, I did not need to file PTRs. That guidance has since changed and am reporting per new guidance Bristol-Myers Squibb Company (BMY) [ST]

This managed account within the RRL IRA was set up late 2020. At the time I received guidance that due to the account being one where i did not control selections or trades, I did not need to file PTRs. That guidance has since changed and am reporting per new guidance IDOwnerAssetTransaction Type DateNotification Date AmountCap. Gains > $200? EOG Resources, Inc. (EOG) [ST]

This managed account within the RRL IRA was set up late 2020. At the time I received guidance that due to the account being one where i did not control selections or trades, I did not need to file PTRs. That guidance has since changed and am reporting per new guidance Merck & Company, Inc. Common Stock (MRK) [ST]

This managed account within the RRL IRA was set up late 2020. At the time I received guidance that due to the account being one where i did not control selections or trades, I did not need to file PTRs. That guidance has since changed and am reporting per new guidance

This managed account within the RRL IRA was set up late 2020. At the time I received guidance that due to the account being one where i did not control selections or trades, I did not need to file PTRs. That guidance has since changed and am reporting per new guidance Texas Instruments Incorporated (TXN) [ST]

This managed account within the RRL IRA was set up late 2020. At the time I received guidance that due to the account being one where i did not control selections or trades, I did not need to file PTRs. That guidance has since changed and am reporting per new guidance TJX Companies, Inc. (TJX) [ST]

This managed account within the RRL IRA was set up late 2020. At the time I received guidance that due to the account being one where i did not control selections or trades, I did not need to file PTRs. That guidance has since changed and am reporting per new guidance Pioneer Natural Resources Company (PXD) [ST]

This managed account within the RRL IRA was set up late 2020. At the time I received guidance that due to the account being one where i did not control selections or trades, I did not need to file PTRs. That guidance has since changed and am reporting per new guidance IDOwnerAssetTransaction Type DateNotification Date AmountCap. Gains > $200? The Hershey Company (HSY) [ST]

This managed account within the RRL IRA was set up late 2020. At the time I received guidance that due to the account being one where i did not control selections or trades, I did not need to file PTRs. That guidance has since changed and am reporting per new guidance Best Buy Co., Inc. (BBY) [ST]

This managed account within the RRL IRA was set up late 2020. At the time I received guidance that due to the account being one where i did not control selections or trades, I did not need to file PTRs. That guidance has since changed and am reporting per new guidance General Dynamics Corporation (GD) [ST]

This managed account within the RRL IRA was set up late 2020. At the time I received guidance that due to the account being one where i did not control selections or trades, I did not need to file PTRs. That guidance has since changed and am reporting per new guidance Target Corporation (TGT) [ST]

This managed account within the RRL IRA was set up late 2020. At the time I received guidance that due to the account being one where i did not control selections or trades, I did not need to file PTRs. That guidance has since changed and am reporting per new guidance IDOwnerAssetTransaction Type DateNotification Date AmountCap. Gains > $200?

This managed account within the RRL IRA was set up late 2020. At the time I received guidance that due to the account being one where i did not control selections or trades, I did not need to file PTRs. That guidance has since changed and am reporting per new guidance Fastenal Company (FAST) [ST]

This managed account within the RRL IRA was set up late 2020. At the time I received guidance that due to the account being one where i did not control selections or trades, I did not need to file PTRs. That guidance has since changed and am reporting per new guidance AvalonBay Communities, Inc. (AVB) [ST]

This managed account within the RRL IRA was set up late 2020. At the time I received guidance that due to the account being one where i did not control selections or trades, I did not need to file PTRs. That guidance has since changed and am reporting per new guidance DBA Sempra (SRE) [ST]

This managed account within the RRL IRA was set up late 2020. At the time I received guidance that due to the account being one where i did not control selections or trades, I did not need to file PTRs. That guidance has since changed and am reporting per new guidance Elevance Health, Inc. (ELV) [ST]

This managed account within the RRL IRA was set up late 2020. At the time I received guidance that due to the account being one where i did not control selections or trades, I did not need to file PTRs. That guidance has since changed and am reporting per new guidance Essex Property Trust, Inc. (ESS) [ST]

This managed account within the RRL IRA was set up late 2020. At the time I received guidance that due to the account being one where i did not control selections or trades, I did not need to file PTRs. That guidance has since changed and am reporting per new guidance IDOwnerAssetTransaction Type DateNotification Date AmountCap. Gains > $200? Marsh & McLennan Companies, Inc. (MMC) [ST]

This managed account within the RRL IRA was set up late 2020. At the time I received guidance that due to the account being one where i did not control selections or trades, I did not need to file PTRs. That guidance has since changed and am reporting per new guidance Stryker Corporation (SYK) [ST]

This managed account within the RRL IRA was set up late 2020. At the time I received guidance that due to the account being one where i did not control selections or trades, I did not need to file PTRs. That guidance has since changed and am reporting per new guidance Total Energy Services Inc. Ordinary Share Trust Unit (TOTZF) [ST]

This managed account within the RRL IRA was set up late 2020. At the time I received guidance that due to the account being one where i did not control selections or trades, I did not need to file PTRs. That guidance has since changed and am reporting per new guidance Union Pacific Corporation (UNP) [ST]

This managed account within the RRL IRA was set up late 2020. At the time I received guidance that due to the account being one where i did not control selections or trades, I did not need to file PTRs. That guidance has since changed and am reporting per new guidance CVS Health Corporation (CVS) [ST]

This managed account within the RRL IRA was set up late 2020. At the time I received guidance that due to the account being one where i did not control selections or trades, I did not need to file PTRs. That guidance has since changed and am reporting per new guidance UnitedHealth Group Incorporated Common Stock (UNH) [ST]

This managed account within the RRL IRA was set up late 2020. At the time I received guidance that due to the account being one where i did not control selections or trades, I did not need to file PTRs. That guidance has since changed and am reporting per new guidance Kroger Company (KR) [ST]

This managed account within the RRL IRA was set up late 2020. At the time I received guidance that due to the account being one where i did not control selections or trades, I did not need to file PTRs. That guidance has since changed and am reporting per new guidance Costco Wholesale Corporation (COST) [ST]

This managed account within the RRL IRA was set up late 2020. At the time I received guidance that due to the account being one where i did not control selections or trades, I did not need to file PTRs. That guidance has since changed and am reporting per new guidance Union Pacific Corporation (UNP) [ST]